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DOE OSTI2025

Soil moisture-atmosphere interactions drive terrestrial carbon-water trade-offs

Soil moisture is coupled with vegetation and atmosphere, influencing global cycling of water, carbon, and energy. However, it remains unclear how soil moisture-atmosphere interactions affect land-atmosphere carbon and water exchanges simultaneously. Using Earth system model experiments, we show widespread carbon-water trade-offs between net ecosystem production and precipitation-minus-evapotranspiration driven by soil moisture dynamics. Soil moisture positively controls net ecosystem production and negatively affects precipitation-minus-evapotranspiration, through direct soil water stress and indirect soil moisture-atmosphere feedbacks. While soil moisture variability magnifies the interannual variability of net ecosystem production, it moderates that of precipitation-minus-evapotranspiration over land. These opposing effects lead to a pronounced carbon-water trade-off, which originates from the interplay between carbon acquisition through photosynthesis and water extraction through evapotranspiration. This trade-off is projected to intensify in a warming and drying future, as soil moisture increasingly regulates carbon and water exchanges, posing a serious challenge to sustaining both terrestrial carbon sink and water supply.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

Data for "Soil carbon dynamics during drying vs. rewetting: Importance of antecedent moisture conditions"

This dataset contains data used for the paper "Soil carbon dynamics during drying vs. rewetting: importance of antecedent moisture conditions". The Related References field will be updated with a full citation when available.Soil moisture influences soil carbon dynamics, including microbial growth and respiration. The response of such ‘soil respiration’ to moisture changes is generally assumed to be linear and reversible, i.e. to depend only on the current moisture state. Current models thus do not account for antecedent soil moisture conditions when determining soil respiration or the available substrate pool. We conducted a laboratory incubation to determine how the antecedent conditions of drought and flood influenced soil organic matter (SOM) chemistry, bioavailability, and respiration. We sampled soils from an upland coastal forest, Beaver Creek, WA USA, and subjected them to drying and rewetting treatments. For the drying treatment, field moist soils were saturated and then dried to 75, 50, 35, and 5 % saturation. In the rewetting treatment, field moist soils were air-dried and then rewet to 35, 50, 75, and 100 % saturation. We measured respiration and water extractable organic carbon (WEOC) concentrations and used 1H-NMR and FT-ICR-MS to characterize the WEOC pool across the treatments. The drying vs. wetting treatment strongly influenced SOM bioavailability, as rewet soils (with antecedent drought) had greater WEOC concentrations and respiration fluxes compared to the drying soils (with antecedent flood). In addition, air-dry soils had the highest WEOC concentrations, and the NMR-resolved peaks showed a strong contribution of protein groups in these soils. Both NMR and FT-ICR-MS analyses indicated increased contribution of complex aromatic groups/molecules in the rewet soils, compared to the drying soils. We suggest that drying introduced organic matter into the WEOC pool via desorption of aromatic molecules and/or by microbial cell lysis, and this stimulated microbial mineralization rates. Our work indicates that even short-term shifts in antecedent moisture conditions can strongly influence soil C dynamics at the core scale. The predictive uncertainties in current soil models may be reduced by a more accurate representation of soil water and C persistence that includes a mechanistic and quantitative understanding of the impact of antecedent moisture conditions.This dataset contains a compressed (.zip) archive of the data and R scripts used for this manuscript. The dataset includes files in .csv and .txt format, which can be accessed and processed using MS Excel or R. NMR data are provided as raw output data (accessed in Bruker TopSpin or MestreNova) as well as the MestreNova-processed files. This archive can also be accessed on GitHub at https://github.com/kaizadp/hysteresis_and_soil_carbon (DOI: 10.5281/zenodo.4432885).

1H-NMR↗

DOE OSTI2022

Factors Controlling a Synthetic Aperture Radar (SAR) Derived Root-Zone Soil Moisture Product over The Seward Peninsula of Alaska

Root-zone soil moisture exerts a fundamental control on vegetation, energy balance, and the carbon cycle in Arctic ecosystems, but it is still not well understood in vast, remote, and understudied regions of discontinuous permafrost. The root-zone soil moisture product (30 m resolution) used in this analysis was retrieved from a time-series P-Band (420–440 MHz) synthetic aperture radar (SAR) backscatter observations (August 2017 & October 2017). While similar approaches have been taken to retrieve surface (0 cm to 5 cm) soil moisture from L-Band (1.2 GHz) SAR backscatter, this is one of the first known attempts at reaching the root-zone in permafrost regions. Here, we analyze secondary factors (excluding primary factors, such as precipitation) controlling summer (August) soil moisture at depths of 6 cm, 12 cm, and 20 cm over a 4500 km2 area on the Seward Peninsula of Alaska. Using a random forest model, we quantify the impact of topography, vegetation, and meteorological factors on soil moisture distributions. In developing the random forest model, we explore a variety of feature scales (30 m, 60 m, 90 m, 120 m, 180 m, and 240 m), tune hyperparameters (the structure of individual decision trees making up the ensemble including the number and depth of trees), and perform the final feature selection using cross-validated recursive feature elimination. Results suggest that root-zone soil moisture on the Seward Peninsula is primarily controlled by vegetation at 6 cm, but deeper in the soil column topography and meteorological factors, such as predominant winter wind direction and summer insolation, play a larger role. The random forest model accounts for 40% to 60% of the variation observed (R2 = 0.44 at 6 cm, R2 = 0.52 at 12 cm, R2 = 0.58 at 20 cm). These results indicate that vegetation is the dominant control on soil moisture shallow in the soil column, but the impact of vegetation does not extend to deeper layers retrieved from P-Band SAR backscatter.

Dann, Julian↗

NASA NTRS1974

Remote sensing of soil moisture with microwave radiometers

Microwave radiometry has been used for the remote sensing of soil moisture in a series of aircraft flights over an agricultural test area in the vicinity of Phoenix, Arizona. The radiometers covered the wavelength range 0.8-21 cm. Ground truth in the form of gravimetric measurements of the soil moisture in the top 15 cm were obtained for 200 fields at this site. The results indicate that it is possible to monitor moisture variations with airborne radiometers. The emission is a function of the radiometer wavelength and the distribution of the moisture in the soil. At a wavelength of 1.55 cm there is little or no variation in the emission for soil moisture values below 10 or 15% moisture content by weight. Above this value, there is a linear decrease in the emission with a slope of approximately 3 K for each percentage point increase in soil moisture.

Schmugge, T.↗

NASA NTRS1977

The moisture budget in relation to convection

An evaluation of the moisture budget in the environment of convective storms is presented by using the unique 3- to 6-h rawinsonde data. Net horizontal and vertical boundary fluxes accounted for most of the large amounts of moisture which were concentrated into convective regions associated with two squall lines that moved through the area during the experiment. The largest values of moisture accumulations were located slightly downwind of the most intense convective activity. Relationships between computed moisture quantities of the moisture budget and radar-observed convection improved when lagging the radar data by 3 h. The residual of moisture which represents all sources and sinks of moisture in the budget equation was largely accounted for by measurements of precipitation.

Scott, R. W.↗

NASA NTRS1977

Microwave remote sensing and its application to soil moisture detection

The author has identified the following significant results. Experimental measurements were utilized to demonstrate a procedure for estimating soil moisture, using a passive microwave sensor. The investigation showed that 1.4 GHz and 10.6 GHz can be used to estimate the average soil moisture within two depths; however, it appeared that a frequency less than 10.6 GHz would be preferable for the surface measurement. Average soil moisture within two depths would provide information on the slope of the soil moisture gradient near the surface. Measurements showed that a uniform surface roughness similar to flat tilled fields reduced the sensitivity of the microwave emission to soil moisture changes. Assuming that the surface roughness was known, the approximate soil moisture estimation accuracy at 1.4 GHz calculated for a 25% average soil moisture and an 80% degree of confidence, was +3% and -6% for a smooth bare surface, +4% and -5% for a medium rough surface, and +5.5% and -6% for a rough surface.

Newton, R. W.↗

NASA NTRS1978

Development of low cost, high reliability sealing techniques for hybrid microcircuit packages. Phase 2, supplement 1: Moisture permeation of adhesive-sealed hybrid microcircuit packages

The susceptibility of adhesive-sealed ceramic packages to moisture permeation was investigated. The two adhesives, Ablebond 789-1 and Epo-Tek H77, were evaluated as package sealants. These adhesives were previously selected as the most promising candidates for this application from a group of ten adhesives. Ceramic packages sealed with these adhesives were exposed to temperature-humidity conditions of 25 C/98 percent RH, 50 C/60 percent RH, 50 C/98 percent RH, and 85 C/85 percent RH and their moisture contents using were monitored solid state moisture sensors sealed inside them. Five packages were tested at each of these exposures - two ceramic packages sealed with each of the two adhesives and one seam-sealed gold-plated Kovar package. This latter package was included to serve as a control. The results showed that the adhesive-sealed packages were not hermetic to moisture. The rates at which moisture entered the packages increased with the severity of the exposure environments (i.e., higher temperatures and higher moisture vapor pressures) with greater dependence on temperature than on moisture vapor pressure.

Perkins, K. L.↗

NASA NTRS1979

Remote estimation of surface moisture over a watershed

The author has identified the following significant results. Contoured analyses of moisture availability, moisture flux, sensible heat flux, thermal inertia, and day and nighttime temperatures over a Missouri watershed for a date in June and in September show that forests and creeks exhibit the highest values of moisture availability, whereas farmlands and villages are relatively dry. The distribution of moisture availability over agricultural districts differs significantly between the two cases. This difference is attributed to a change in the surface's vegetative canopy between June and September, with higher moisture availabilities found in the latter case. Horizontal variations of moisture, however, do indicate some relationship between moisture availability and both local rainfall accumulations and the nature of the terrain.

Kocin, P. J.↗

NASA NTRS1983

Remote sensing of soil moisture - Recent advances

Recent advancements in microwave remote sensing of soil moisture include a method for estimating the dependence of the soil dielectric constant on its texture, the use of a percent of field capacity to express soil moisture magnitudes independently of soil texture, methods of estimating soil moisture sampling depth, and models for describing the effect of surface roughness on microwave response in terms of surface height variance and horizontal correlation length, as well as the verification of radiative transfer model predictions of microwave emission from soils and methods for the estimation of vegetation effects on the microwave response to soil moisture. Such researches have demonstrated that it is possible to remotely sense soil moisture in the 0-5 cm soil surface layer, and simulation studies have indicated how remotely sensed surface soil moisture may be used to estimate evapotranspiration rates and root-zone soil moisture.

Schmugge, T. J.↗

NASA NTRS1991

Boundary-layer moisture regimes

Boundary-layer moisture fluctuations are estimated by analyzing HAPEX and FIFE data collected on 52 aircraft flight legs. Moisture fluctuations were given considerable attention in the HAPEX flights, which were 120 km long, and flew 150 m over one area of homogeneous terrain. The repetitions permit statistical consideration of motion characteristics on horizontal scales. Two prototypical boundary layer regimes are discovered: the entrainment-drying boundary layer, and the moistening boundary layer. The latter demonstrates positive moisture skewness close to the surface related to high surface evaporation. The former is characterized by boundary-layer instability, weak surface evaporation, and drier air aloft, leading to unexpected negative moisture skewness. It is noted that 10 km moisture variations with horizontal gradients are often found in narrow zones of horizontal convergence, called mesoscale moisture fronts. A negative moisture to temperature correlation, due to surface energy budget inhomogeneity, is shown to incur large mesoscale variations of relative humidity.

Mahrt, L.↗

NASA NTRS1991

Springtime soil moisture, natural climatic variability, and North American drought as simulated by the NCAR Community Climate Model 1

Previous results concerning the role that summertime soil moisture reductions can play in amplifying or maintaining North American droughts are extended to include the role of springtime soil moisture reductions and the role that natural climatic variability, as expressed in soil moisture, can play. General circulation model (GCM) simulations with the NCAR Community Climate Model have been made with initial desert-like soil moisture anomalies imposed on 1 May and on 1 March. The May simulation maintained the imposed anomaly throughout the summer, while in the March simulation the anomaly was ameliorated within one month. Thus, the timing of soil moisture reductions may be crucial. A 10-year model control integration with prescribed sea surface temperatures yielded 1 year with late spring and summer soil moisture values similar to those of the 1 May anomaly simulation. This suggests that occasional widespread North American droughts may be an inherent feature of at least the GCM employed for this study. The results also demonstrate the important role played by moisture transport from the Gulf of Mexico in modulating or ameliorating drought conditions for much of the south-central United States, a topic that requires considerable further investigation.

Oglesby, Robert J.↗

NASA NTRS1999

Impact of a Merged Precipitation Data on Global Soil Moisture Variability

Accurate soil moisture information has proved to be important to climate simulations and climate and weather forecasts. However, many difficulties exist that limit our understanding of soil moisture distribution and variability. One of them is the lack of accurate precipitation with appropriate spatial and temporal resolution. Precipitation as an input forcing to the land surface greatly influences soil moisture characteristics and variability. To improve precipitation data quality, an algorithm has been developed to generate a spatially and temporally continuous 3-hourly global precipitation data for the period of 1987 to present. This precipitation product is a combination of the precipitation from Special Sensor Microwave Imager (SSMI) with the Goddard Earth Observing System-1 Data Assimilation System (GEOS-1 DAS) employing a Physical-space Statistical Analysis System (PSAS). In this study we investigate the impact of this merged/analyzed precipitation data on the global soil moisture variability using an Off-line Land-surface GEOS Assimilation (OLGA) system. Two OLGA integrations starting from 1987 to 1993 are performed forced with the analyzed and GEOS-1 DAS precipitation respectively. We examine the spatial and temporal characteristics of soil moisture variability in response to the analyzed precipitation. The influence of this merged precipitation on the soil moisture variability and regional hydrological budget is estimated throughout the comparison with the results forced with the GEOS-1 DAS precipitation only. In the OLGA the sut@-grid scale horizontal heterogeneity is explicitly represented on the tile space. This provides a means to assess the role of the surface moisture heterogeneity in the interaction with the surface atmosphere and surface hydrological budget, and to validate OLGA results at tile space with in situ observation. ABRACOS (Anglo-Brazilian Amazonian Climate Observation Study), FIFE (First ISLSCP Field Experiment) I and HAPEX data will be used in the validation.

Yang, Runhua↗

NASA NTRS1998

Effect of land-use practice on soil moisture variability for soils covered with dense forest vegetation of Puerto Rico

Little is known about the landuse management effect on soil moisture and soil pH distribution on a landscape covered with dense tropical forest vegetation. This study was conducted at three locations where the history of the landuse management is different. Soil moisture was measured using a 6-cm three-rod Time Domain Reflectometery (TDR) probe. Disturbed soil samples were taken from the top 5-cm at the up, mid, and foothill landscape position from the same spots where soil moisture was measured. The results showed that soil moisture varies with landscape position and depth at all three locations. Soil pH and moisture variability were found to be affected by the change in landuse management and landscape position. Soil moisture distribution usually expected to be relatively higher in the foothill (P3) area of these forests than the uphill (P1) position. However, our results indicated that in the Luquillo and Guanica site the surface soil moisture was significantly higher for P1 than P3 position. These suggest that the surface and subsurface drainage in these two sites may have been poor due to the nature of soil formation and type.

Tsegaye, T.↗

NASA NTRS1998

Estimation of Soil Moisture Profile using a Simple Hydrology Model and Passive Microwave Remote Sensing

Soil moisture is an important component of analysis in many Earth science disciplines. Soil moisture information can be obtained either by using microwave remote sensing or by using a hydrologic model. In this study, we combined these two approaches to increase the accuracy of profile soil moisture estimation. A hydrologic model was used to analyze the errors in the estimation of soil moisture using the data collected during Huntsville '96 microwave remote sensing experiment in Huntsville, Alabama. Root mean square errors (RMSE) in soil moisture estimation increase by 22% with increase in the model input interval from 6 hr to 12 hr for the grass-covered plot. RMSEs were reduced for given model time step by 20-50% when model soil moisture estimates were updated using remotely-sensed data. This methodology has a potential to be employed in soil moisture estimation using rainfall data collected by a space-borne sensor, such as the Tropical Rainfall Measuring Mission (TRMM) satellite, if remotely-sensed data are available to update the model estimates.

Soman, Vishwas V.↗

NASA NTRS1997

Estimation of Bare Surface Soil Moisture and Surface Roughness Parameter Using L-Band SAR Image Data

An algorithm based on a fit of the single-scattering Integral Equation Method (IEM) was developed to provide estimation of soil moisture and surface roughness parameter (a combination of rms roughness height and surface power spectrum) from quad-polarized synthetic aperture radar (SAR) measurements. This algorithm was applied to a series of measurements acquired at L-band (1.25 GHz) from both AIRSAR (Airborne Synthetic Aperture Radar operated by the Jet Propulsion Laboratory) and SIR-C (Spaceborne Imaging Radar-C) over a well- managed watershed in southwest Oklahoma. Prior to its application for soil moisture inversion, a good agreement was found between the single-scattering IEM simulations and the L band measurements of SIR-C and AIRSAR over a wide range of soil moisture and surface roughness conditions. The sensitivity of soil moisture variation to the co-polarized signals were then examined under the consideration of the calibration accuracy of various components of SAR measurements. It was found that the two co-polarized backscattering coefficients and their combinations would provide the best input to the algorithm for estimation of soil moisture and roughness parameter. Application of the inversion algorithm to the co-polarized measurements of both AIRSAR and SIR-C resulted in estimated values of soil moisture and roughness parameter for bare and short-vegetated fields that compared favorably with those sampled on the ground. The root-mean-square (rms) errors of the comparison were found to be 3.4% and 1.9 dB for soil moisture and surface roughness parameter, respectively.

Shi, Jian-Cheng↗

NASA NTRS2000

The Influence of Soil Moisture, Coastline Curvature, and Land-Breeze Circulations on Sea-Breeze Initiated Precipitation

Idealized numerical simulations are performed with a coupled atmosphere/land-surface model to identify the roles of initial soil moisture, coastline curvature, and land breeze circulations on sea breeze initiated precipitation. Data collected on 27 July 1991 during the Convection and Precipitation Electrification Experiment (CAPE) in central Florida are used. The 3D Goddard Cumulus Ensemble (GCE) cloud resolving model is coupled with the Goddard Parameterization for Land-Atmosphere-Cloud Exchange (PLACE) land surface model, thus providing a tool to simulate more realistically land-surface/atmosphere interaction and convective initiation. Eight simulations are conducted with either straight or curved coast-lines, initially homogeneous soil moisture or initially variable soil moisture, and initially homogeneous horizontal winds or initially variable horizontal winds (land breezes). All model simulations capture the diurnal evolution and general distribution of sea-breeze initiated precipitation over central Florida. The distribution of initial soil moisture influences the timing, intensity and location of subsequent precipitation. Soil moisture acts as a moisture source for the atmosphere, increases the connectively available potential energy, and thus preferentially focuses heavy precipitation over existing wet soil. Strong soil moisture-induced mesoscale circulations are not evident in these simulations. Coastline curvature has a major impact on the timing and location of precipitation. Earlier low-level convergence occurs inland of convex coastlines, and subsequent precipitation occurs earlier in simulations with curved coastlines. The presence of initial land breezes alone has little impact on subsequent precipitation. however, simulations with both coastline curvature and initial land breezes produce significantly larger peak rain rates due to nonlinear interactions.

Baker, David R.↗

NASA NTRS2001

Soil Moisture and Snow Cover: Active or Passive Elements of Climate?

A key question in the study of the hydrologic cycle is the extent to which surface effects such as soil moisture and snow cover are simply passive elements or whether they can affect the evolution of climate on seasonal and longer time scales. We have constructed ensembles of predictability studies using the NCAR CCM3 in which we compared the relative roles of initial surface and atmospheric conditions over the central and western U.S. GAPP region in determining the subsequent evolution of soil moisture and of snow cover. We have also made sensitivity studies with exaggerated soil moisture and snow cover anomalies in order to determine the physical processes that may be important. Results from simulations with realistic soil moisture anomalies indicate that internal climate variability may be the strongest factor, with some indication that the initial atmospheric state is also important. The initial state of soil moisture does not appear important, a result that held whether simulations were started in late winter or late spring. Model runs with exaggerated soil moisture reductions (near-desert conditions) showed a much larger effect, with warmer surface temperatures, reduced precipitation, and lower surface pressures; the latter indicating a response of the atmospheric circulation. These results suggest the possibility of a threshold effect in soil moisture, whereby an anomaly must be of a sufficient size before it can have a significant impact on the atmospheric circulation and hence climate. Results from simulations with realistic snow cover anomalies indicate that the time of year can be crucial. When introduced in late winter, these anomalies strongly affected the subsequent evolution of snow cover. When introduced in early winter, however, little or no effect is seen on the subsequent snow cover. Runs with greatly exaggerated initial snow cover indicate that the high reflectivity of snow is the most important process by which snow cover can impact climate, through lower surface temperatures and increased surface pressures. In early winter, the amount of solar radiation is very small and so this albedo, effect is inconsequential while in late winter, with the sun higher in the sky and period of daylight longer, the effect is much stronger. The results to date were obtained for model runs with present-day conditions. We are currently analyzing runs made with projected forcings for the 21st century to see if these results are modified in any way under likely scenarios of future climate change.

Oglesby, Robert J.↗

NASA NTRS2002

Soil Moisture and Snow Cover: Active or Passive Elements of Climate?

A key question in the study of the hydrologic cycle is the extent to which surface effects such as soil moisture and snow cover are simply passive elements or whether they can affect the evolution of climate on seasonal and longer time scales. We have constructed ensembles of predictability studies using the NCAR CCM3 in which we compared the relative roles of initial surface and atmospheric conditions over the central and western U.S. in determining the subsequent evolution of soil moisture and of snow cover. We have also made sensitivity studies with exaggerated soil moisture and snow cover anomalies in order to determine the physical processes that may be important. Results from simulations with realistic soil moisture anomalies indicate that internal climate variability may be the strongest factor, with some indication that the initial atmospheric state is also important. The initial state of soil moisture does not appear important, a result that held whether simulations were started in late winter or late spring. Model runs with exaggerated soil moisture reductions (near-desert conditions) showed a much larger effect, with warmer surface temperatures, reduced precipitation, and lower surface pressures; the latter indicating a response of the atmospheric circulation. These results suggest the possibility of a threshold effect in soil moisture, whereby an anomaly must be of a sufficient size before it can have a significant impact on the atmospheric circulation and hence climate. Results from simulations with realistic snow cover anomalies indicate that the time of year can be crucial. When introduced in late winter, these anomalies strongly affected the subsequent evolution of snow cover. When introduced in early winter, however, little or no effect is seen on the subsequent snow cover. Runs with greatly exaggerated initial snow cover indicate that the high reflectively of snow is the most important process by which snow cover cart impact climate, through lower surface temperatures and increased surface pressures. In early winter, the amount of solar radiation is very small and so this albedo effect is inconsequential while in late winter, with the sun higher in the sky and period of daylight longer, the effect is much stronger.

Oglesby, Robert J.↗