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DOE OSTI2015

Structural stability and electronic properties of InSb nanowires: A first-principles study

Using first-principles calculations, we investigate the structural stability and electronic properties of InSb nanowires (NWs). The results show that, in contrast to the bulk InSb phase, wurtzite (WZ) NWs are more stable than zinc-blende (ZB) NWs when the NW diameter is smaller than 10 nm. Nonpassivated ZB and WZ NWs are found to be metallic and semiconducting, respectively. After passivation, both ZB and WZ NWs exhibit direct-gap semiconductor character, and the band gap magnitude of the NWs strongly depends on the suppression of surface states by the charge-compensation ability of foreign atoms to surface atoms. Moreover, the carrier mobility of the NW can be strengthened by halogen passivation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2015

Compositional bowing of band energies and their deformation potentials in strained InGaAs ternary alloys: A first-principles study

Using first-principles calculations, we show that the conduction and valence band energies and their deformation potentials exhibit a non-negligible compositional bowing in strained ternary semiconductor alloys such as InGaAs. The electronic structure of these compounds has been calculated within the framework of local density approximation and hybrid functional approach for large cubic supercells and special quasi-random structures, which represent two kinds of model structures for random alloys. We find that the predicted bowing effect for the band energy deformation potentials is rather insensitive to the choice of the functional and alloy structural model. The direction of bowing is determined by In cations that give a stronger contribution to the formation of the In{sub x}Ga{sub 1−x}As valence band states with x ≳ 0.5, compared to Ga cations.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2016

Structural, electronic properties and enhancement of electrical polarization in Er{sub 2}NiMnO{sub 6}/La{sub 2}NiMnO{sub 6} superlattice by first-principles calculations

Employing first-principles calculations, structural, electronic properties of new multiferroic material Er{sub 2}NiMnO{sub 6}/La{sub 2}NiMnO{sub 6} perovskite superlattice are investigated. This structure is computed as monoclinic phase with obvious distortion. The average in-plane anti-phase rotation angle, average out-of-plane in-phase rotation angle and other microscopic features are reported in this paper. Ni and Mn are found in this superlattice that stay high spin states. These microscopic properties play important roles in multiferroic properties. Based on these microscopic features, the relationship between the direction of spontaneous polarization and the order of substitution in neighboring A-O layers is explained. Finally, we try to enhance the electrical polarization magnitude by 32% by altering the previous superlattice as LaEr{sub 2}NiMnO{sub 7} structure. Our results show that both repulsion force of A site rare earth ions and the arrangement of B site ions can exert influences on spontaneous polarization.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2019

Ferroelectricity in [111]-oriented epitaxially strained SrTiO 3 from first principles

We use first-principles density-functional theory calculations to investigate the effect of biaxial strain in the low-temperature structural and ferroelectric properties of [111]-oriented SrTiO 3 . In this work we find that [111] biaxial strain, achievable by coherent epitaxial growth along the [111] direction, induces structural distortions in SrTiO 3 that are not present in either bulk or [001]-oriented SrTiO 3 . Under [111] biaxial strain, SrTiO 3 displays ferroelectricity at tensile strain, and paraelectricity at compressive strain. We compute the phonon spectrum and macroscopic polarization of SrTiO 3 as a function of [111] biaxial strain, and relate our results to the predictions of the free-energy phenomenological model of Pertsev, Tagantsev, and Setter

36 MATERIALS SCIENCE↗

DOE OSTI2016

Energetics of cobalt alloys and compounds and solute–vacancy binding in fcc cobalt: A first-principles database

Using extensive first-principles density functional calculations, we calculate thermodynamic properties of binary fcc cobalt-based alloys with 25 different solute elements. For each solute element X, we calculate its (a) nearest- and next-nearest-neighbor solute–vacancy binding energy, (b) dilute impurity mixing energy with respect to the equilibrium and hypothetical fcc-based reference states of the solute, (c) enthalpy of formation of cobalt-rich binary ordered compounds in the Co–X system, (d) solubility enthalpy, and other derived quantities. Here, we find that the solute–vacancy binding energies of all the studied solutes in fcc cobalt are positive (indicating favorable binding), in contrast to nickel, aluminum, magnesium, and copper-based alloys, where mid 3d transition metal solutes have unfavorable solute–vacancy binding. We study the physical and chemical effects influencing solute–vacancy binding energy, and find that (a) it correlates broadly with solute size—larger solute atoms possess stronger binding with vacancies—and this is understood in terms of strain relief and secondary next-nearest-neighbor interactions, and (b) it follows a parabolic trend as a function of d-occupancy across the transition metal series—falling to a minimum at the middle of the series—and this is understood in terms of a d-band filling effect. We also find this d-band filling effect in other calculated quantities such as the dilute impurity volumes and dilute impurity mixing energies. To aid in building thermodynamic databases, we tabulate all the calculated thermodynamic quantities, and compare them with experimental phase diagrams data and previous literature, and find good agreement where such data is available.

36 MATERIALS SCIENCE↗

DOE OSTI2022

CASM — A software package for first-principles based study of multicomponent crystalline solids

CASM is a software package that enables first-principles based studies of crystalline materials. It has been designed to treat coupled chemical, mechanical, vibrational, and magnetic degrees of freedom to determine ground state and finite temperature properties of crystals. The symmetry of the underlying parent crystal structure is used to enumerate perturbations of the parent crystal structure and generate derivative structures which can be input to first-principles calculations in order to explore the ground state energy landscape. CASM algorithmically constructs cluster expansions that fully couple discrete and continuous degrees of freedom, and generates highly efficient code to evaluate the cluster expansion basis functions. Widely used machine learning methods are integrated for fitting expansion coefficients to first-principle calculations. The fully parameterized cluster expansions can be combined with (kinetic) Monte Carlo methods to calculate finite temperature thermodynamic and kinetic properties. CASM Alloy Manager identifies distinct parent crystal structures in an alloy system, creating individual projects for each, and integrating the results. The integrated infrastructure facilitates the linkage between first-principles statistical mechanics predictions with higher length scale computational methods, such as phase field simulations. In conclusion, CASM projects are designed to be easy to share in repositories, to re-use, and to extend to include additional chemical species or types of degrees of freedom.

36 MATERIALS SCIENCE↗

DOE OSTI2020

Application of First-Principles-Based Artificial Neural Network Potentials to Multiscale-Shock Dynamics Simulations on Solid Materials

The use of artificial neural network (ANN) potentials trained with first-principles calculations has emerged as a promising approach for molecular dynamics (MD) simulations encompassing large space and time scales while retaining first-principles accuracy. To date, however, the application of ANN-MD has been limited to near-equilibrium processes. Here we combine first-principles-trained ANN-MD with multiscale shock theory (MSST) to successfully describe far-from-equilibrium shock phenomena. Overall, our ANN-MSST-MD approach describes shock-wave propagation in solids with first-principles accuracy but a 5000 times shorter computing time. Accordingly, ANN-MD-MSST was able to resolve fine, long-time elastic deformation at low shock speed, which was impossible with first-principles MD because of the high computational cost. This work thus lays a foundation of ANN-MD simulation to study a wide range of far-from-equilibrium processes.

36 MATERIALS SCIENCE↗

DOE OSTI2018

Disordered crystals from first principles I: Quantifying the configuration space

This work represents the first chapter of a project on the foundations of first-principle calculations of the electron transport in crystals at finite temperatures. We are interested in the range of temperatures, where most electronic components operate, that is, room temperature and above. The aim is a predictive first-principle formalism that combines ab-initio molecular dynamics and a finite-temperature Kubo-formula for homogeneous thermodynamic phases. The input for this formula is the ergodic dynamical system (Ω,G,dP) defining the thermodynamic crystalline phase, where Ω is the configuration space for the atomic degrees of freedom, G is the space group acting on Ω and dP is the ergodic Gibbs measure relative to the G-action. The present work develops an algorithmic method for quantifying (Ω,G,dP) from first principles. Using the silicon crystal as a working example, we find the Gibbs measure to be extremely well characterized by a multivariate normal distribution, which can be quantified using a small number of parameters. The latter are computed at various temperatures and communicated in the form of a table. Using this table, one can generate large and accurate thermally-disordered atomic configurations to serve, for example, as input for subsequent simulations of the electronic degrees of freedom.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2018

Unified first-principles theory of thermal properties of insulators

The conventional first-principles theory for the thermal and thermodynamic properties of insulators is based on the perturbative treatment of the anharmonicity of crystal bonds. While this theory has been a successful predictive tool for strongly bonded solids such as diamond and silicon, here we show that it fails dramatically for strongly anharmonic (weakly bonded) materials, and that the conventional quasiparticle picture breaks down at relatively low temperatures. To address this failure, we present a unified first-principles theory of the thermodynamic and thermal properties of insulators that captures multiple thermal properties within the same framework across the full range of anharmonicity from strongly bonded to weakly bonded insulators. This theory features a new phonon renormalization approach derived from many-body physics that creates well-defined quasiparticles even at relatively high temperatures, and it accurately captures the effects of strongly anharmonic bonds on phonons and thermal transport. Using a prototypical strongly anharmonic material, sodium chloride (NaCl), as an example, we demonstrate that our new first-principles framework simultaneously captures the apparently contradictory experimental observations of large thermal expansion and low thermal conductivity of NaCl on the one hand, and anomalously weak temperature dependence of phonon modes on the other, while the conventional theory fails in all three cases. Here we demonstrate that four-phonon scattering due to higher-order anharmonicity significantly lowers the thermal conductivity of NaCl and is required for a proper comparison to experiment. Furthermore, we show that our renormalization framework, along with four-phonon scattering, also successfully predicts the measured phonon frequencies and thermal properties of a weakly anharmonic material, diamond, indicating universal applicability for thermal properties of insulators. Our work gives new insights into the physics of heat flow in solids, and presents a computationally efficient and rigorous framework that captures the thermal and thermodynamic properties of both weakly and strongly bonded insulators simultaneously.

36 MATERIALS SCIENCE↗

DOE OSTI2018

First Principles Model of Electric Cable Braid Penetration with Dielectrics

In this study, we report the formulation to account for dielectrics in a first principles multipole-based cable braid electromagnetic penetration model. To validate our first principles model, we consider a one-dimensional array of wires, which can be modeled analytically with a multipole-conformal mapping expansion for the wire charges; however, the first principles model can be readily applied to realistic cable geometries. We compare the elastance (i.e. the inverse of the capacitance) results from the first principles cable braid electromagnetic penetration model to those obtained using the analytical model. The results are found in good agreement up to a radius to half spacing ratio of 0.5-0.6, depending on the permittivity of the dielectric used, within the characteristics of many commercial cables. We observe that for typical relative permittivities encountered in braided cables, the transfer elastance values are essentially the same as those of free space; the self-elastance values are also approximated by the free space solution as long as the dielectric discontinuity is taken into account for the planar mode.

42 ENGINEERING↗

DOE OSTI2018

Equilibration and analysis of first-principles molecular dynamics simulations of water

First-principles molecular dynamics (FPMD) simulations based on density functional theory are becoming increasingly popular for the description of liquids. In view of the high computational cost of these simulations, the choice of an appropriate equilibration protocol is critical. In this study, we assess two methods of estimation of equilibration times using a large dataset of first-principles molecular dynamics simulations of water. The Gelman-Rubin potential scale reduction factor [A. Gelman and D. B. Rubin, Stat. Sci. 7, 457 (1992)] and the marginal standard error rule heuristic proposed by White [Simulation 69, 323 (1997)] are evaluated on a set of 32 independent 64-molecule simulations of 58 ps each, amounting to a combined cumulative time of 1.85 ns. The availability of multiple independent simulations also allows for an estimation of the variance of averaged quantities, both within MD runs and between runs. We analyze atomic trajectories, focusing on correlations of the Kohn-Sham energy, pair correlation functions, number of hydrogen bonds, and diffusion coefficient. The observed variability across samples provides a measure of the uncertainty associated with these quantities, thus facilitating meaningful comparisons of different approximations used in the simulations. We find that the computed diffusion coefficient and average number of hydrogen bonds are affected by a significant uncertainty in spite of the large size of the dataset used. Lastly, a comparison with classical simulations using the TIP4P/2005 model confirms that the variability of the diffusivity is also observed after long equilibration times. Complete atomic trajectories and simulation output files are available online for further analysis.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

DOE OSTI2025

First-Principles Cost Analysis of Advanced High-Temperature Nuclear Plants

Due to the vast number of recent nuclear reactor innovations, particularly those pertaining to generation IV reactor types like high-temperature gas cooled reactors (HTGRs) and sodium-cooled fast reactors (SFRs), and the newer deployment strategies envisioned, such as use of small modular reactors (SMRs) or even microreactors, reliable, detailed, and complete costs of these nuclear innovations are needed in wide availability. The types of models that generally achieve these objectives are those incorporating the fundamental nature of the real-world systems they aspire to predict, such as first-principles models. Furthermore, first principles models typically offer predictiveness that is not attained by most other types of individual-models. However, detailed, first-principles cost modeling of nuclear reactors and entire nuclear plants is relatively limited. To address this limitation in the availability of detailed, predictive models based on fundamentals, we recently developed a range of cost models, mostly based on first-principles methodologies, to project full lifecycle costs (LCCs) of nuclear power plants (NPPs) based on multiple parallel SM-HTG-pebble bed reactors (PBRs) and SM-SFRs.

Prosser, Jacob H. [Strategic Analysis, Inc., Arlin↗

DOE OSTI2025

First-Principles Cost Analysis of Advanced High-Temperature Nuclear Plants

Prosser, Jacob H. [Strategic Analysis, Inc., Arlin↗

DOE OSTI2020

Charge-transfer satellites and chemical bonding in photoemission and x-ray absorption of SrTi O 3 and rutile Ti O 2 : Experiment and first-principles theory with general application to spectroscopic analysis

First-principles, real-time-cumulant, and Bethe-Salpeter-equation calculations fully capture the detailed satellite structure that occurs in response to the sudden creation of the core hole in both photoemission and x-ray absorption spectra of the transition-metal compounds SrTi O 3 and rutile Ti O 2 . Analysis of the excited-state, real-space charge-density fluctuations betrays the physical nature of these many electron excitations that are shown to reflect the materials’ solid-state electronic structure and chemical bonding. This first-principles development of the cumulant-based core hole spectral function is generally applicable to other systems and should become a standard tool for all similar spectroscopic analysis going beyond the quasiparticle physics of the photoelectric effect.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2016

Electronic properties of the FeSe/STO interface from first-principle calculations

We perform first-principle calculations of the FeSe monolayer on STO with the focus on three central aspects. First, compared to experiment, the bulk lattice constant of FeSe is too small in LDA, PBEsol and Perdew–Burgke–Ernzerhof (PBE) type exchange-correlation (xc) functionals while in bulk SrTiO 3 (STO) LDA over-binds, PBE under-binds and PBEsol agrees best with experiment. Thus, the strain in the FeSe monolayer on STO depends on the xc functional and, especially in the non-magnetic state, is strongly overestimated and best described in PBEsol. In agreement with earlier work, we find that the band structure of the checkerboard antiferromagnetic configuration agrees best with experiment where, in addition, the relative strain on FeSe is best described. Second, our focus is on the crystal structure of the interface itself. The FeSe/STO distance depends weakly on the presence of magnetism and PBE results agree best with recent experimental data. We find that a double TiO 2 -layer below the FeSe relaxes to a structure in disagreement with experimental data. On the other hand, considering the effect of oxygen-vacancies in the single TiO 2 terminated slab within the virtual crystal approximation, in agreement with recent experiment, the FeSe monolayer Ti layer distance increases for a small vacancy concentration (<20%). Third, we investigate the charge-transfer to FeSe due to oxygen-vacancies in STO. Interestingly, we find negligible charge transfer for small concentrations—only above 20% a significant charge transfer is observed.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2016

Study of mercury thiogallate in defect stannite structure: A first-principle approach

Quantum mechanical based first principle calculations have been employed to obtain the unit cell lattice parameters of mercury thiogallate (HgGa{sub 2}S{sub 4}) in defect stannite structure for the first time. For this, we treated HgGa{sub 2}S{sub 4} in two different types of site symmetries in the same space group. In both the cases obtained unit cell parameters are same, which shows the accuracy of present approach. The electronic band structures show the semiconducting behavior in both the cases. The density of states plot are also studied and discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2014

Energetics and magnetism of Co-doped GaN(0001) surfaces: A first-principles study

A comprehensive first-principles study of the energetics, electronic, and magnetic properties of Co-doped GaN(0001) thin films are presented and the effect of surface structure on the magnetic coupling between Co atoms is demonstrated. It is found that Co atoms prefer to substitute the surface Ga sites in different growth conditions. In particular, a CoN/GaN interface structure with Co atoms replacing the first Ga layer is preferred under N-rich and moderately Ga-rich conditions, while CoGa{sub x}/GaN interface is found to be energetically stable under extremely Ga-rich conditions. It is worth noted that the antiferromagnetic coupling between Co atoms is favorable in clean GaN(0001) surface, but the existence of ferromagnetism would be expected to occur as Co concentration increased in Ga-bilayer GaN(0001) surface. Our study provides the theoretical understanding for experimental research on Co-doped GaN films and might promise the Co:GaN system potential applications in spin injection devices.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2017

First-principles Green-Kubo method for thermal conductivity calculations

We present a first-principles approach to calculate the phonon thermal conductivity based on the Green-Kubo formalism. In this approach, the density functional theory energy is distributed to each atom, and a two-step method in the molecular dynamics is introduced to avoid the atomic position R wrapping problem in a periodic system when the heat current is calculated. We show that this first-principles Green-Kubo approach is particularly suitable for disordered systems like amorphous and liquid, where the thermal conductivities are small due to strong phonon scattering but difficult to be calculated using anharmonic interaction energy. We have applied our method to liquid Ar, liquid Si, and amorphous Si. In this work, the calculated thermal conductivities agree well with previous theoretical and experimental results. We have also compared our method to previous works combining first-principles simulations with the Green-Kubo formalism.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗