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DOE OSTI2021

Euclidean gravity and holography

We discuss a recent proposal that the Euclidean gravity approach to quantum gravity is correct if and only if the theory is holographic, providing several examples and general arguments to support the conjecture. This provides a natural mechanism for the low-energy gravitational effective field theory to access a host of deep ultraviolet properties, like the Bekenstein–Hawking entropy of black holes, the unitarity of black hole evaporation, and the lack of exact global symmetries.

Astronomy & Astrophysics↗

DOE OSTI2015

Lagrangian flows within reflecting internal waves at a horizontal free-slip surface

In this paper sequel to Zhou and Diamessis [“Reflection of an internal gravity wave beam off a horizontal free-slip surface,” Phys. Fluids 25, 036601 (2013)], we consider Lagrangian flows within nonlinear internal waves (IWs) reflecting off a horizontal free-slip rigid lid, the latter being a model of the ocean surface. The problem is approached both analytically using small-amplitude approximations and numerically by tracking Lagrangian fluid particles in direct numerical simulation (DNS) datasets of the Eulerian flow. Inviscid small-amplitude analyses for both plane IWs and IW beams (IWBs) show that Eulerian mean flow due to wave-wave interaction and wave-induced Stokes drift cancels each other out completely at the second order in wave steepness A, i.e., O(A{sup 2}), implying zero Lagrangian mean flow up to that order. However, high-accuracy particle tracking in finite-Reynolds-number fully nonlinear DNS datasets from the work of Zhou and Diamessis suggests that the Euler-Stokes cancelation on O(A{sup 2}) is not complete. This partial cancelation significantly weakens the mean Lagrangian flows but does not entirely eliminate them. As a result, reflecting nonlinear IWBs produce mean Lagrangian drifts on O(A{sup 2}) and thus particle dispersion on O(A{sup 4}). The above findings can be relevant to predicting IW-driven mass transport in the oceanic surface and subsurface region which bears important observational and environmental implications, under circumstances where the effect of Earth rotation can be ignored.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2017

Nonviolent unitarization: basic postulates to soft quantum structure of black holes

A first-principles approach to the unitarity problem for black holes is systematically explored, based on the postulates of 1) quantum mechanics 2) the ability to approximately locally divide quantum gravitational systems into subsystems 3) correspondence with quantum field theory predictions for appropriate observers and (optionally) 4) universality of new gravitational effects. Unitarity requires interactions between the internal state of a black hole and its surroundings that have not been identified in the field theory description; correspondence with field theory indicates that these are soft. A conjectured information-theoretic result for information transfer between subsystems, partly motivated by a perturbative argument, then constrains the minimum coupling size of these interactions of the quantum atmosphere of a black hole. While large couplings are potentially astronomically observable, given this conjecture one finds that the new couplings can be exponentially small in the black hole entropy, yet achieve the information transfer rate needed for unitarization, due to the large number of black hole internal states. This provides a new possible alternative to arguments for large effects near the horizon. If universality is assumed, these couplings can be described as small, soft, state-dependent fluctuations of the metric near the black hole. As a result, open questions include that of the more fundamental basis for such an effective picture.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2013

Heavy quark production in the black hole evaporation at LHC

The understanding of Quantum Chromodynamics (QCD) and Quantum Gravity are currently two of the main open questions in Physics. In order to understand these problems some authors proposed the existence of extra dimensions in the Nature. These extra dimensions would be compacted and not visible on the macroscopic world, but the effects would be manifest in ultrarelativistic colision process. In particular, black holes (BH) could be produced in proton-proton colisions in the Large Hadron Collider (LHC) and in future colliders. The BH is an object characterized by its mass and temperature wich also characterizes the evaporation process. All kind of particle should be produced in this process. Our goal in this contribution is to study the BH production in proton - proton collisions at LHC and its evaporation rate in heavy quarks. We present our estimate considering two scenarios (with and without trapped energy corrections) and compare our predictions with those obtained using perturbative QCD. Our results demonstrate that in both scenarios the charm and bottom production in the BH evaporation are smaller than the QCD prediction at LHC. In contrast, the top production is similar or larger than the QCD prediction, if the trapped energy corrections are disregarded.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2018

The AdS 3 propagator and the fate of locality

We recently used Virasoro symmetry considerations to propose an exact formula for a bulk proto-field φ in AdS 3 . In this paper we study the propagator <φφ>. We show that many techniques from the study of conformal blocks can be generalized to compute it, including the semiclassical monodromy method and both forms of the Zamolodchikov recursion relations. When the results from recursion are expanded at large central charge, they match gravitational perturbation theory for a free scalar field coupled to gravity in our chosen gauge. We find that although the propagator is finite and well-defined at long distances, its perturbative expansion in G N = 3 2 c exhibits UV/IR mixing effects. If we nevertheless interpret <φφ> as a probe of bulk locality, then when G N m ϕ ≪ 1 locality breaks down at the new short-distance scale σ ∗ ∼ G N R A d S 3 4 . For φ with very large bulk mass, or at small central charge, bulk locality fails at the AdS length scale. In all cases, locality ‘breakdown’ manifests as singularities or branch cuts at spacelike separation arising from non-perturbative quantum gravitational effects.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2015

Inertia-gravity wave radiation from the merging of two co-rotating vortices in the f-plane shallow water system

Inertia-gravity wave radiation from the merging of two co-rotating vortices is investigated numerically in a rotating shallow water system in order to focus on cyclone–anticyclone asymmetry at different values of the Rossby number (Ro). A numerical study is conducted on a model using a spectral method in an unbounded domain to estimate the gravity wave flux with high accuracy. Continuous gravity wave radiation is observed in three stages of vortical flows: co-rotating of the vortices, merging of the vortices, and unsteady motion of the merged vortex. A cyclone–anticyclone asymmetry appears at all stages at smaller Ro (≤20). Gravity waves from anticyclones are always larger than those from cyclones and have a local maximum at smaller Ro (∼2) compared with that for an idealized case of a co-rotating vortex pair with a constant rotation rate. The source originating in the Coriolis acceleration has a key role in cyclone–anticyclone asymmetry in gravity waves. An additional important factor is that at later stages, the merged axisymmetric anticyclone rotates faster than the elliptical cyclone due to the effect of the Rossby deformation radius, since a rotation rate higher than the inertial cutoff frequency is required to radiate gravity waves.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

New physics search at the CEPC: a general perspective

A next generation, high-intensity electron-positron collider “Higgs factory”, such as the Circular Electron-Positron Collider (CEPC), is among the highest priority for the global high energy collider physics community. The CEPC can provide unprecedented opportunities for making fundamental discoveries and providing decisive insights in the quest for a “New Standard Model (SM)” of nature’s fundamental interactions. The CEPC could: 1) Identify the origin of matter, especially the mechanism related to the first-order phase transition in the early Universe, which could produce a detectable gravitational wave signal. 2) Discover dark matter, particularly dark matter particles with a mass between one tenth and 100 times the proton mass. 3) Observe an array of new physics smoking guns, with sensitivities orders of magnitude better than those of existing facilities. The SM of Particle Physics is a triumph of the past half a century, as it predicts and interprets almost all the phenomena observed in experiments from the highest energies with colliders to low energy “tabletop” studies. On the other hand, deep mysteries exist concerning the most fundamental interactions of matter and the space-time fabric of the Universe, including the nature of dark matter, the origin of “visible” matter, the vast hierarchy of elementary particle masses, the quantum nature of gravity, and the mechanism of inflation. These mysteries challenge us to look for “new physics” beyond the SM and General Relativity. Indeed, physicists believe that the SM is simply a low-energy effective theory that reflects aspects of the more profound theory that answers the aforementioned mysteries. Uncovering this “New SM”, the profound theory who supports the SM is the primary mission for particle physics in the post-Higgs boson era.

Ai 艾, Xiaocong 小聪 [Zhengzhou University (China); e↗

DOE OSTI2012

Scalar Contribution to the Graviton Self-Energy During Inflation

We use dimensional regularization to evaluate the one loop contribution to the graviton self-energy from a massless, minimally coupled scalar on a locally de Sitter background. For noncoincident points our result agrees with the stress tensor correlators obtained recently by Perez-Nadal, Roura and Verdaguer. We absorb the ultraviolet divergences using the $R^2$ and $C^2$ counterterms first derived by 't Hooft and Veltman, and we take the $D=4$ limit of the finite remainder. The renormalized result is expressed as the sum of two transverse, 4th order differential operators acting on nonlocal, de Sitter invariant structure functions. In this form it can be used to quantum-correct the linearized Einstein equations so that one can study how the inflationary production of infrared scalars affects the propagation of dynamical gravitons and the force of gravity. We have seen that they have no effect on the propagation of dynamical gravitons. Our computation motivates a conjecture for the first correction to the vacuum state wave functional of gravitons. We comment as well on performing the same analysis for the more interesting contribution from inflationary gravitons, and on inferring one loop corrections to the force of gravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Post-Minkowskian effective field theory for conservative binary dynamics

We develop an Effective Field Theory (EFT) formalism to solve for the conservative dynamics of binary systems in gravity via Post-Minkowskian (PM) scattering data. Our framework combines a systematic EFT approach to compute the deflection angle in the PM expansion, together with the ‘Boundary-to-Bound’ (B2B) dictionary introduced. Due to the nature of scattering processes, a remarkable reduction of complexity occurs both in the number of Feynman diagrams and type of integrals, compared to a direct EFT computation of the potential in a PM scheme. We provide two illustrative examples. Firstly, we compute all the conservative gravitational observables for bound orbits to 2PM, which follow from only one topology beyond leading order. The results agree with those, obtained through the ‘impetus formula’ applied to the classical limit of the one loop amplitude. For the sake of comparison we reconstruct the conservative Hamiltonian to 2PM order, which is equivalent to the one derived from a matching calculation. Secondly, we compute the scattering angle due to tidal effects from the electric- and magnetic-type Love numbers at leading PM order. Using the B2B dictionary we then obtain the tidal contribution to the periastron advance. We also construct a Hamiltonian including tidal effects at leading PM order. Although relying on (relativistic) Feynman diagrams, the EFT formalism developed here does not involve taking the classical limit of a quantum amplitude, neither integrals with internal massive fields, nor additional matching calculations, nor spurious (‘super-classical’) infrared singularities. By construction, the EFT approach can be automatized to all PM orders.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Firewalls from General Covariance

I define “horizon normalcy” as the approximate validity of semiclassical gravity and effective field theory for the description of observers that approach or cross a black hole horizon. If black holes return information, then horizon normalcy must fail substantially, at least in some global states. It has been proposed that horizon normalcy persists, so long as the Hawking radiation remains in a computationally simple state. Here I argue that state-dependent horizon normalcy—independent of the underlying mechanism and independent of the class of radiation states asserted to guarantee normalcy—requires a breakdown of general covariance far from the black hole, or else horizon normalcy will depend on the infinite future of the exterior. This is because the radiation can be in different states at different events, all spacelike to the horizon crossing event whose normalcy is at stake. I discuss a related effect in AdS/CFT, and I argue that its resolution by timefolds is of no help here.

General relativity↗

DOE OSTI2017

Was the Universe actually radiation dominated prior to nucleosynthesis?

Maybe not. String theory approaches to both beyond the Standard Model and Inflationary model building generically predict the existence of scalars (moduli) that are light compared to the scale of quantum gravity. Furthermore, these moduli become displaced from their low energy minima in the early universe and lead to a prolonged matter-dominated epoch prior to BBN. In this paper, we examine whether non-perturbative effects such as parametric resonance or tachyonic instabilities can shorten, or even eliminate, the moduli condensate and matter-dominated epoch. Such effects depend crucially on the strength of the couplings, and we find that unless the moduli become strongly coupled the matterdominated epoch is unavoidable. In particular, we find that in string and M-theory compactifications where the lightest moduli are near the TeV-scale that a matter-dominated epoch will persist until the time of Big Bang Nucleosynthesis.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Collisions of localized shocks and quantum circuits

We study collisions between localized shockwaves inside a black hole interior. We give a holographic boundary description of this process in terms of the overlap of two growing perturbations in a shared quantum circuit. The perturbations grow both exponentially as well as ballistically. Due to a competition between different physical effects, the circuit analysis shows dependence on the transverse locations and exhibits four regimes of qualitatively different behaviors. On the gravity side we study properties of the post-collision geometry, using exact calculations in simple setups and estimations in more general circumstances. We show that the circuit analysis offers intuitive and surprisingly accurate predictions about gravity computations involving non-linear features of general relativity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2012

Chronology protection in Galileon models and massive gravity

Galileon models are a class of effective field theories that have recently received much attention. They arise in the decoupling limit of theories of massive gravity, and in some cases they have been treated in their own right as scalar field theories with a specific nonlinearly realized global symmetry (Galilean transformation). It is well known that in the presence of a source, these Galileon theories admit superluminal propagating solutions, implying that as quantum field theories they must admit a different notion of causality than standard local Lorentz invariant theories. We show that in these theories it is easy to construct closed timelike curves (CTCs) within the naive regime of validity of the effective field theory. However, on closer inspection we see that the CTCs could never arise since the Galileon inevitably becomes infinitely strongly coupled at the onset of the formation of a CTC. This implies an infinite amount of backreaction, first on the background for the Galileon field, signaling the break down of the effective field theory, and subsequently on the spacetime geometry, forbidding the formation of the CTC. Furthermore the background solution required to create CTCs becomes unstable with an arbitrarily fast decay time. Thus Galileon theories satisfy a direct analogue of Hawking's chronology protection conjecture.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2012

Primordial polymer perturbations

We study the generation of primordial fluctuations in pure de Sitter inflation where the quantum scalar field dynamics are governed by polymer (not Schroedinger) quantization. This quantization scheme is related to, but distinct from, the structures employed in Loop Quantum Gravity; and it modifies standard results above a polymer energy scale M{sub *}. We recover the scale invariant Harrison Zel'dovich spectrum for modes that have wavelengths bigger than M{sub *}{sup −1} at the start of inflation. The primordial spectrum for modes with initial wavelengths smaller than M{sub *}{sup −1} exhibits oscillations superimposed on the standard result. The amplitude of these oscillations is proportional to the ratio of the inflationary Hubble parameter H to the polymer energy scale. For reasonable choices of M{sub *}, we find that polymer effects are likely unobservable in CMB angular power spectra due to cosmic variance uncertainty, but future probes of baryon acoustic oscillations may be able to directly constrain the ratio H/M{sub *}.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2013

Constraints on Lorentz invariance violation from Fermi -Large Area Telescope observations of gamma-ray bursts

For this research, we analyze the MeV/GeV emission from four bright gamma-ray bursts (GRBs) observed by the Fermi Large Area Telescope to produce robust, stringent constraints on a dependence of the speed of light in vacuo on the photon energy (vacuum dispersion), a form of Lorentz invariance violation (LIV) allowed by some quantum gravity (QG) theories. First, we use three different and complementary techniques to constrain the total degree of dispersion observed in the data. Additionally, using a maximally conservative set of assumptions on possible source-intrinsic, spectral-evolution effects, we constrain any vacuum dispersion solely attributed to LIV. We then derive limits on the QG energy scale (the energy scale where LIV-inducing QG effects become strong, E QG ) and the coefficients of the Standard Model Extension. For the subluminal case (where high-energy photons propagate more slowly than lower-energy photons) and without taking into account any source-intrinsic dispersion, our most stringent limits (at 95% C.L.) are obtained from GRB 090510 and are E QG,1 > 7.6 times the Planck energy (E Pl ) and E QG,2 > 1.3 × 10 11 GeV for linear and quadratic leading-order LIV-induced vacuum dispersion, respectively. In conclusion, these limits improve the latest constraints by Fermi and H.E.S.S. by a factor of ~2 . Our results disfavor any class of models requiring E QG,1 ≲ E Pl .

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS2013

Constraints on Lorentz Invariance Violation from Fermi -Large Area Telescope Observations of Gamma-Ray Bursts

We analyze the MeV/GeV emission from four bright Gamma-Ray Bursts (GRBs) observed by the Fermi-Large Area Telescope to produce robust, stringent constraints on a dependence of the speed of light in vacuo on the photon energy (vacuum dispersion), a form of Lorentz invariance violation (LIV) allowed by some Quantum Gravity (QG) theories. First, we use three different and complementary techniques to constrain the total degree of dispersion observed in the data. Additionally, using a maximally conservative set of assumptions on possible source-intrinsic spectral-evolution effects, we constrain any vacuum dispersion solely attributed to LIV. We then derive limits on the "QG energy scale" (the energy scale that LIV-inducing QG effects become important, E(sub QG)) and the coefficients of the Standard Model Extension. For the subluminal case (where high energy photons propagate more slowly than lower energy photons) and without taking into account any source-intrinsic dispersion, our most stringent limits (at 95% CL) are obtained from GRB 090510 and are E(sub QG,1) > 7.6 times the Planck energy (E(sub Pl)) and E(sub QG,2) > 1.3×10(exp 11) GeV for linear and quadratic leading order LIV-induced vacuum dispersion, respectively. These limits improve the latest constraints by Fermi and H.E.S.S. by a factor of approx. 2. Our results disfavor any class of models requiring E(sub QG,1) < or approx. E(sub Pl)

Planck↗

DOE OSTI2020

Entanglement and the double copy

We construct entangled states of gluons that scatter exactly as if they were gravitons. Operationally, these objects implement the double copy at the level of the wave function. Our analysis begins with a general ansatz for a wave function characterizing gluons in two copies of SU(N ) gauge theory. Given relatively minimal assumptions following from permutation invariance and dimensional analysis, the three- and four-particle wave functions generate scattering amplitudes that automatically coincide exactly with gravity, modulo normalization. For five-particle scattering the match is not automatic but imposing certain known selection rules on the amplitude is sufficient to uniquely reproduce gravity. The resulting amplitudes exhibit a color-dressed and permutation-invariant form of the usual double copy relations. We compute the entanglement entropy between the two gauge theory copies and learn that these states are maximally-entangled at large N. Moreover, this approach extends immediately to effective field theories, where Born-Infeld photons and Galileons can be similarly recast as entangled gluons and pions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Axion anomalies

We study fermions derivatively coupled to axion-like or pseudoscalar fields, and show that the axial vector current of the fermions is not conserved in the limit where the fermion is massless. This apparent violation of the classical chiral symmetry is due to the background axion field. We compute the contributions to this anomalous Ward identity due to the pseudoscalar field alone, which arise in Minkowski space, as well as the effects due to an interaction with an external gravitational field. For the case of massless fermions, these interactions induce terms in the axion effective action that can be removed by the addition of local counterterms. We demonstrate that these counterterms are generated by the transformation of the path integral measure when transforming the theory from a form where the chiral symmetry is manifest to one where the symmetry is only apparent after using the classical equations of motion. We work perturbatively in Minkowski space and include the effects of interactions with a linearized gravitational field. Using the heat kernel method, we study the transformation properties of the path integral measure, and include the effects of non-linear gravity as well as interactions with gauge fields. Finally, we verify our relation by considering derivatively coupled fermions during pseudoscalar-driven inflation and computing the divergence of the axial current in de Sitter spacetime.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗