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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2023

Statistical analysis of Al III and C III ] emission lines as virial black hole mass estimators in quasars

We test the usefulness of the intermediate ionisation lines Al IIIλ1860 and C III]λ1909 as reliable virial mass estimators for quasars. We identified a sample of 309 quasars from the Sloan Digital Sky Survey Data Release 16 (SDSS DR16) in the redshift range 1.2 ≤ z ≤ 1.4 that have [O II]λ3728 recorded on the same spectrum as Al IIIλ1860, Si III]λ1892, and C III]λ1909. We set the systemic quasar redshift using careful measurements of [O II]λ3728. We then classified the sources as Population A (Pop. A), extreme Population A (Pop. xA), and Population B (Pop. B), and analysed the 1900 Å blend using multi-component models to look for systematic line shifts of Al IIIλ1860 and C III]λ1909 along the quasar main sequence. We do not find significant shifts of the Al IIIλ1860 line peak in Pop. B or in the vast majority of Pop. A. For Pop. xA, a small median blueshift of -250 km s -1 was observed, motivating a decomposition of the Al III line profile into a virialised component centred at rest frame and a blueshifted component for an outflow emission. For Pop. B objects, we proved the empirical necessity to fit a redshifted very broad component, clearly seen in C III], and analysed the physical implications on a Pop. B composite spectrum using CLOUDY simulations. We find consistent black hole mass estimations using Al III and C III] as virial estimators for the bulk of Pop. A. Al III (and even C III]) is a reliable virial black hole mass estimator for Pop. A and Pop. B objects. The Pop. xA sources deserve special attention due to the significant blueshifted excess observed in the line profile of Al III, although it is not as large as the excess observed in C IVλ1549.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

L-dwarf Detection from SDSS Images using Improved Faster R-CNN

We present a data-driven approach to automatically detect L dwarfs from Sloan Digital Sky Survey (SDSS) images using an improved Faster R-CNN framework based on deep learning. The established L-dwarf automatic detection (LDAD) model distinguishes L dwarfs from other celestial objects and backgrounds in SDSS field images by learning the features of 387 SDSS images containing L dwarfs. Applying the LDAD model to the SDSS images containing 93 labeled L dwarfs in the test set, we successfully detected 83 known L dwarfs with a recall rate of 89.25% for known L dwarfs. Several techniques are implemented in the LDAD model to improve its detection performance for L dwarfs, including the deep residual network and the feature pyramid network. As a result, the LDAD model outperforms the model of the original Faster R-CNN, whose recall rate of known L dwarfs is 80.65% for the same test set. The LDAD model was applied to detect L dwarfs from a larger validation set including 843 labeled L dwarfs, resulting in a recall rate of 94.42% for known L dwarfs. The newly identified candidates include L dwarfs, late M and T dwarfs, which were estimated from color (i – z) and spectral type relation. The contamination rates for the test candidates and validation candidates are 8.60% and 9.27%, respectively. The detection results indicate that our model is effective to search for L dwarfs from astronomical images.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Catalog of Planetary Nebulae Detected by GALEX and Corollary Optical Surveys

Planetary nebulae (PNs) consist of an ionized envelope surrounding a hot central star (CSPN) that emits mostly at ultraviolet (UV) wavelengths. UV observations, therefore, provide important information on both the CSPN and the nebula. We have matched the PNs in the Hong Kong/Australian Astronomical Observatory/Strasbourg Hα catalog with the Galaxy Evolution Explorer (GALEX) UV sky surveys, the Sloan Digital Sky Survey (SDSS) data release 16, and the Panoramic Survey Telescope and Rapid Response System (Pan-STARRS) PS1 second release. A total of 671 PNs were observed by GALEX with the far-UV (FUV; 1344 Å–1786 Å) and/or the near-UV (NUV; 1771 Å–2831 Å) detectors on (GUVPNcat); 83 were observed by SDSS (PNcatxSDSSDR16) and 1819 by Pan-STARRS (PNcatxPS1MDS). We merged a distilled version of these matched catalogs into GUVPNcatxSDSSDR16xPS1MDS, which contains a total of 375 PNs with both UV and optical photometry over a total spectral coverage of ~1540 Å–9610 Å. We analyzed separately 170 PNs resolved in GALEX images and determined their UV radius by applying a flux profile analysis. The CSPN flux could be extracted separately from the PN emission for 8 and 50 objects with SDSS and Pan-STARRS counterparts, respectively. The multiband photometry was used to distinguish between compact and extended PNs and CSPNs (binary CSPNs) by color–color diagram analysis. We found that compact PN candidates could be identified by using the r - i < - 0.4 and -1 < FUV-NUV < 1 colors, whereas binary CSPN candidates in given T eff ranges (all with color r-i > -0.4) can be identified in the color region (FUV-NUV) ≤ 6(r-i)+1.3, -0.8 < FUV-NUV < 0.4, and r-i < 0.75.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2013

DISCOVERY OF NINE INTERMEDIATE-REDSHIFT COMPACT QUIESCENT GALAXIES IN THE SLOAN DIGITAL SKY SURVEY

We identify nine galaxies with dynamical masses of M {sub dyn} ∼> 10{sup 10} M {sub ☉} as photometric point sources, but with redshifts between z = 0.2 and z = 0.6, in the Sloan Digital Sky Survey (SDSS) spectro-photometric database. All nine galaxies have archival Hubble Space Telescope images. Surface brightness profile fitting confirms that all nine galaxies are extremely compact (0.4 < R {sub e,c} < 6.6 kpc with the median R {sub e,c} = 0.74 kpc) for their velocity dispersion (110 < σ < 340 km s{sup –1}; median σ = 178 km s{sup –1}). From the SDSS spectra, three systems are dominated by very young stars; the other six are older than ∼1 Gyr (two are E+A galaxies). The three young galaxies have disturbed morphologies and the older systems have smooth profiles consistent with a single-Sérsic function. All nine lie below the z ∼ 0 velocity dispersion-half-light radius relation. The most massive system—SDSSJ123657.44+631115.4—lies right within the locus for massive compact z > 1 galaxies and the other eight objects follow the high-redshift dynamical size-mass relation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2019

Black hole mass estimation for active galactic nuclei from a new angle

Abstract The scaling relations between supermassive black holes and their host galaxy properties are of fundamental importance in the context black hole-host galaxy co-evolution throughout cosmic time. In this work, we use a novel algorithm that identifies smooth trends in complex data sets and apply it to a sample of 2000 type 1 active galactic nuclei (AGNs) spectra. We detect a sequence in emission line shapes and strengths which reveals a correlation between the narrow L([O iii])/L(H β) line ratio and the width of the broad H α. This scaling relation ties the kinematics of the gas clouds in the broad line region to the ionization state of the narrow line region, connecting the properties of gas clouds kiloparsecs away from the black hole to material gravitationally bound to it on sub-parsec scales. This relation can be used to estimate black hole masses from narrow emission lines only. It therefore enables black hole mass estimation for obscured type 2 AGNs and allows us to explore the connection between black holes and host galaxy properties for thousands of objects, well beyond the local Universe. Using this technique, we present the MBH–σ and MBH–M* scaling relations for a sample of about 10 000 type 2 AGNs from Sloan Digital Sky Survey. These relations are remarkably consistent with those observed for type 1 AGNs, suggesting that this new method may perform as reliably as the classical estimate used in non-obscured type 1 AGNs. These findings open a new window for studies of black hole-host galaxy co-evolution throughout cosmic time.

Baron, Dalya↗
DOE OSTI2019

Comparative Assessment of Experimental Testing of Instrument with an Embedded Digital Device Using Model-Based and Conventional Methods

The use of digital equipment has not been widespread in U.S. nuclear facilities. A major contributing factor to this situation arises from regulatory concerns about common cause failures (CCFs) stemming from the use of identical software in redundant systems, questions as to how to quantify the reliability of software-based products, validity of tools that are used for software verification and validation (V&V), and the effectiveness of software QA procedures. Compounding the concerns are sporadic incidents of digital equipment malfunctions in nuclear power plants, including lockups resulting from software memory leaks, feedwater control malfunctions due to excessive traffic on Ethernet networks, software logic errors, and other problems leading to plant trips. Additionally, the limited amount of demonstrated research and a lack of industry consensus on quantitative software reliability methodologies has hindered the widespread adoption of digital I&C in the nuclear industry. In a recent Regulatory Issue Summary (RIS), the U.S. Nuclear Regulatory Commission (NRC) identified concerns about the impact of greater use of instrumentation and control (I&C) equipment with an embedded digital device (EDD) [1]. Specifically, the NRC staff states that increased use of such devices “may increase a facility’s vulnerability to a CCF” (i.e., common-cause failure). The prevailing NRC guidance regarding software CCF (SCCF) identifies two design attributes that are acceptable for eliminating CCF concerns: (1) diversity or (2) testability (specifically, 100% testability). Either solution can result in high costs and remaining licensing uncertainty (i.e., how much diversity is enough? how to ensure test coverage of every possible sequence of device states?). Consequently, many utilities and reactor designers have limited or avoided more extensive use of digital technology to minimize licensing, scheduling, and financial risk. Without development of cost effective qualification methods to satisfy regulatory requirements and address the potential for CCF vulnerability associated with EDDs, the nuclear power industry may not be able to realize the benefits of digital technology achieved by other industries. In order to address these challenges, the U.S. Department of Energy (DOE) is sponsoring this research to assess the prospect of CCF in digital I&C equipment. The purpose of the current research is to develop an effective approach employing science-based methods to resolve concerns about CCF vulnerability that serve to inhibit deployment of advanced instrumentation (e.g., sensors, actuators, microcontrollers) with EDDs in nuclear power applications. The research objectives address the challenge of establishing high levels of safety and reliability assurance needed for the qualification of EDDs (e.g., microprocessors, programmable logic devices) that are subject to software design faults, complex failure modes, and CCF vulnerability. Specific objectives are: (1) assess the regulatory context for treatment of CCF vulnerability a graded approach to their qualification, (3) develop and extend model-based testing methods to enable effective demonstration of whether devices are subject to CCF, which may arise from vulnerabilities introduced at any stage of the design lifecycle, (4) establish a cost-effective testing framework that incorporates automation and test scenario prioritization, and (5) demonstrate the qualification approach through selection and testing of candidate digital device(s). This report documents an assessment of the results from experimental testing of a representative instrument with an embedded digital device. The experiment serves as a proof-of-concept demonstration of a model-based testing (MBT) framework. The objective of MBT is to ensure that an EDD undergoes suitably comprehensive testing to establish that it is not subject to SCCF. The approach by which MBT accomplishes this objective is through development and application of an effective test suite that provides the appropriate coverage to detect the full range of postulated faults that may arise at the requirements, design, and code (implementation) level of the EDD software. The findings of the experiment involve the application of the MBT framework by Ohio State University (OSU) through testing of the selected demonstration instrument (i.e., the prototype smart pressure sensor developed by Virginia Commonwealth University, VCU). In addition, the experiment findings also involve application of a more conventional black-box testing approach that serves as a baseline against which the MBT methodology can be compared. The primary outcome documented in this report is the comparative analysis of the capabilities demonstrated for each method. The results of the analysis demonstrate clear benefits that arise from the MBT methodology. The comparison indicates greater effectiveness from the more comprehensive evidence available through MBT and enhanced efficiency achieved through automation within the MBT framework. The structure of the report addresses the approach and application of each test method as well as the comparative analysis of the experimental results. Chapter 2 gives a summary overview of the demonstration approach. Chapter 3 covers the baseline testing and Chapter 4 documents the model-based testing. Chapter 5 describes the findings of the comparative analysis and presents the conclusions that can be drawn about the effectiveness and efficiency of the MBT methodology.

47 OTHER INSTRUMENTATION↗
DOE OSTI2020

Data Collection and Analysis Challenges and Mitigation Strategies for Quantitative Human Factors Research Studies in Nuclear Power Plant Modernization

The United States (U.S.) Department of Energy (DOE) Light Water Reactor Sustainability (LWRS) program Plant Modernization Pathway is conducting targeted research and development (R&D) to address aging and reliability concerns with the legacy instrumentation and control and related information systems of the U.S. LWR fleet. In this effort, the application of human factors engineering (HFE) provides an important role in ensuring new digital plant technologies enable broad innovation and business improvement with continued operational safety. Evaluation is a key activity in HFE, which often occurs iteratively through the system design lifecycle. While qualitative methods are important in collecting information of how users perform tasks through observations, quantitative methods are equally important in assessing system design based on performance. In collecting and analyzing this quantitative data, there are notable challenges in the nuclear HFE domain that may threaten the validity and reliability of the inferences made in these studies. Notable challenges include small sample size and limited resources, large error variance and small effect size, an “adding test features to losing degrees of freedom” dilemma, non-normal distribution, and heterogeneity of variance. The results in control room usability studies are often statistically non-significant, which makes it hard to interpret. This work discusses these challenges across different scientific viewpoints and provides real-world examples of these challenges in practice. Collectively, the objective of this work is to position these challenges to the larger data science community as a means of identifying future opportunities to address these issues.

99 GENERAL AND MISCELLANEOUS↗
DOE OSTI2012

THE NATURE OF DOUBLE-PEAKED [O III] ACTIVE GALACTIC NUCLEI

Active galactic nuclei (AGNs) with double-peaked [O III] lines are suspected to be sub-kpc or kpc-scale binary AGNs. However, pure gas kinematics can produce the same double-peaked line profile in spatially integrated spectra. Here we combine integral-field spectroscopy and high-resolution imaging of 42 double-peaked [O III] AGNs from the Sloan Digital Sky Survey to investigate the constituents of the population. We find two binary AGNs where the line splitting is driven by the orbital motion of the merging nuclei. Such objects account for only {approx}2% of the double-peaked AGNs. Almost all ({approx}98%) of the double-peaked AGNs were selected because of gas kinematics; and half of those show spatially resolved narrow-line regions that extend 4-20 kpc from the nuclei. Serendipitously, we find two spectrally unresolved binary AGNs where gas kinematics produced the double-peaked [O III] lines. The relatively frequent serendipitous discoveries indicate that only {approx}1% of binary AGNs would appear double-peaked in Sloan spectra and 2.2{sup +2.5}{sub -0.8}% of all Sloan AGNs are binary AGNs. Therefore, the double-peaked sample does not offer much advantage over any other AGN samples in finding binary AGNs. The binary AGN fraction implies an elevated AGN duty cycle (8{sup +8}{sub -3}%), suggesting galaxy interactions enhance nuclear accretion. We illustrate that integral-field spectroscopy is crucial for identifying binary AGNs: several objects previously classified as 'binary AGNs' with long-slit spectra are most likely single AGNs with extended narrow-line regions (ENLRs). The formation of ENLRs driven by radiation pressure is also discussed.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2011

A VERY LARGE ARRAY SURVEY OF RADIO-SELECTED SDSS BROAD ABSORPTION LINE QUASARS

We have built a sample of 74 radio-selected broad absorption line (BAL) quasars from the Sloan Digital Sky Survey Data Release 5 and Faint Images of the Radio Sky at Twenty Centimeters, along with a well-matched sample of 74 unabsorbed 'normal' quasars. The sources have been observed with the NRAO Very Large Array/Expanded Very Large Array at 8.4 GHz (3.5 cm) and 4.9 GHz (6 cm). All sources have additional archival 1.4 GHz (21 cm) data. Here we present the measured radio fluxes, spectral indices, and our initial findings. The percentage of BAL quasars with extended structure (on the order of 10%) in our sample is similar to previous studies at similar resolutions, suggesting that BAL quasars are indeed generally compact, at least at arsecond resolutions. The majority of sources do not appear to be significantly variable at 1.4 GHz, but we find two previously unidentified BAL quasars that may fit into the 'polar' BAL category. We also identify a significant favoring of steeper radio spectral index for BAL compared to non-BAL quasars. This difference is apparent for several different measures of the spectral index and persists even when restricting the samples to only include compact objects. Because radio spectral index is a statistical indicator of viewing angle for large samples, these results suggest that BAL quasars do have a range of orientations but are more often observed farther from the jet axis compared to normal quasars.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2011

EVOLUTION OF [O III] {lambda}5007 EMISSION-LINE PROFILES IN NARROW EMISSION-LINE GALAXIES

The active galactic nucleus (AGN)-host co-evolution issue is investigated here by focusing on the evolution of the [O III] {lambda}5007 emission-line profile. A large sample of narrow emission-line galaxies is selected from the Max-Planck Institute for Astrophysics/Johns Hopkins University Sloan Digital Sky Survey DR7 catalog to simultaneously measure both the [O III] line profile and circumnuclear stellar population in an individual spectrum. By requiring that (1) the [O III] line signal-to-noise ratio is larger than 30 and (2) the [O III] line width is larger than the instrumental resolution by a factor of two, our sample is narrowed down to 2333 Seyfert galaxies/LINERs (AGNs), 793 transition galaxies, and 190 star-forming galaxies. In addition to the commonly used profile parameters (i.e., line centroid, relative velocity shift, and velocity dispersion), two dimensionless shape parameters, skewness and kurtosis, are used to quantify the line shape deviation from a pure Gaussian function. We show that the transition galaxies are systematically associated with narrower line widths and weaker [O III] broad wings than the AGNs, which implies that the kinematics of emission-line gas are different in the two kinds of objects. By combining the measured host properties and line shape parameters, we find that the AGNs with stronger blue asymmetries tend to be associated with younger stellar populations. However, a similar trend is not identified in the transition galaxies. The failure likely results from a selection effect in which the transition galaxies are systematically associated with younger stellar populations than the AGNs. The evolutionary significance revealed here suggests that both narrow-line region kinematics and outflow feedback in AGNs co-evolve with their host galaxies.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2019

Digital Breast Tomosynthesis for Intraoperative Margin Assessment during Breast-Conserving Surgery

Background: Intraoperative margin assessment for breast cancer patients undergoing segmental mastectomy (SM) enables identification of positive margins, with immediate excision of additional tissue to obtain negative margins. Objective: The aim of this study was to determine the ability of digital breast tomosynthesis (DBT) to detect positive margins compared with an institution’s standard extensive processing (SEP). Methods: SM specimens underwent intraoperative SEP with two-dimensional (2D) imaging of the intact and sliced specimen, with review by a breast radiologist and gross assessment by a breast pathologist. Findings guided the surgeon to excise additional tissue. DBT images of intact specimens were prospectively obtained and retrospectively reviewed by a breast radiologist. A positive margin was defined as tumor at ink. Results: Ninety-eight patients underwent 99 SMs. With SEP, 14 (14%) SM specimens had 19 positive margins. SEP did not detect 3 of the 19 positive margins, for a sensitivity of 84%, specificity of 78%, positive predictive value (PPV) of 11%, and negative predictive value (NPV) of 99%. Moreover, DBT did not detect 5 of the 19 positive margins, for a sensitivity of 74% (p > 0.05), specificity of 91% (p < 0.05), PPV of 21.5%, and NPV of 99%. With SEP guidance to excise additional tissue, six cases had final positive margins, with SEP not identifying three of these cases and DBT not identifying two. Pathology from the second surgery of these patients showed either no additional malignancy or only focal ductal carcinoma in situ. Conclusions: DBT is an accurate method for detecting positive margins in breast cancer patients undergoing SM, performing similar to institutional labor-intensive, intraoperative standard processing.

62 RADIOLOGY AND NUCLEAR MEDICINE↗
DOE OSTI2022

How galaxies populate halos in extreme density environments: An analysis of the halo occupation distribution in SDSS

Recent works have shown that the properties of galaxy populations in simulated dark matter halos vary with large-scale environments. These results suggest a variation in the halo occupation distribution (HOD) in extreme density environments since the dynamical and astrophysical conditions prevailing in these regions may significantly affect the formation and evolution of their halos and residing galaxies, influencing the mean number of satellite galaxies. To analyse these effects, we identify cosmic voids and future virialised structures (FVS) in the Sloan Digital Sky Server Data Release 12 (SDSS-DR12) and estimate the HOD within these super-structures using group catalogues as dark matter halo proxies. Our goal is to use observational galaxy data to characterise the HOD within cosmic voids and FVS, explore the different properties of these galaxies populations and compare them with the general results outside these super-structures. We use a publicly available observational galaxy catalogue with information on redshifts, positions, magnitudes and other astrophysical features to build a volume complete galaxy sample and identify cosmic voids and FVS. Using a publicly available galaxy group catalogue as a proxy to dark matter halos, we compute the HOD within both types of super-structures for different absolute magnitude thresholds. We also study the dependence on the results on the main void and FVS properties, density and volume. We also analysed the main characteristics of the stellar content of galaxies inside these extreme-density regions such as the mean stellar age and the galaxy light concentration index. In all cases, we compare the results with those derived from the Field sample, defined by objects outside both types of environments. Inside cosmic voids, we find a strong decrease in HOD concerning the Field results. In the most extreme cases, the mean number of satellites fall to ~ 50%. Inside FVS, the HOD shows a significant increase to the Field, with a ~ 40% excess in the mean number of satellites. These results are present for the different galaxy luminosity ranges explored. In both environments, the differences with respect to the Field increases for the extreme values of the density environments. However, we obtain no signs of variations related to intrinsic characteristics of the super-structures, indicating that the effects depend mainly on the density of the large-scale environment. In addition, we find that the cumulative distribution of the mean age of stars of the central galaxy also varies in the different regions, this suggests that the history of the formation of the dark matter halos may be different. Finally, we explore the HOD for the 25% youngest (oldest) galaxies, based on the mean age of their stars. We find that for the low-mass groups the youngest galaxies are only present inside voids and are generally central galaxies. On the other hand, for the high-mass groups the FVS environments show the same increase in the HOD concerning the Field as previously mentioned. We find that cosmic voids lack a significant fraction of galaxies with the oldest stellar population.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Multiscale and Machine Learning Modeling for Process-informed Microstructure Prediction in Additively Manufactured Materials using MALAMUTE

The Advanced Materials and Manufacturing Technologies (AMMT) program under the Department of Energy Office of Nuclear Energy aims to develop and qualify additively manufactured materials for nuclear applications. One key challenge to this is the microstructural variability observed in the additively manufactured products and their impact on the properties and performance of the material in extreme environments. AMMT is using a combination of high-throughput experimental and modeling techniques to accelerate qualification. Conventionally, in-situ and ex-situ characterizations and testing are performed to correlate different aspects of the additive manufacturing process to the final product and its performance. However, adopting a trial-and-error approach to experimentally evaluate the vast range of process parameters required to capture microstructural variability is cost-prohibitive. Modeling and simulation provide a comparatively inexpensive way to understand and correlate the microstructural evolution to the processing conditions. The modeling and simulation work-packages within the AMMT program aims to use physics-based and machine learning models to develop a digital twin for additive manufacturing that can correlate the process conditions to the final product and establish a process-structure-property-performance (PSPP) correlation. The melting and subsequent solidification that occurs during the additive process is a complex phenomenon that requires multiscale multiphysics analysis. This work package focuses on understanding the role of process variabilities on the unique microstructural characteristics of additively manufactured materials. Microstructural features at the subgrain level, such as compositional micro-heterogeneity and dislocation cells, are of particular interest here since they can influence the creep properties and radiation performance. Idaho National Laboratory’s Multiphysics Object-Oriented Simulation Environment (MOOSE), specifically the MOOSE Application Library for Advanced Manufacturing UTilitiEs (MALAMUTE) software, provides an ideal platform for developing the multiphysics multiscale model to explore the intricacies of the microstructural evolution during the AM processes within a single framework. Furthermore, given that such full-fidelity simulations can be computationally intensive, reduced order models are necessary to explore the PSPP space for additively manufactured materials in an efficient, reliable, and cost-effective way. This work focuses on capturing the microstructural variabilities at the subgrain level that are often missing in the part-scale models. In fiscal year 2025, we significantly advanced upon our work in the last fiscal year, in terms of the predictive capabilities of the physics-based and ML models, by adding the capabilities to capture subgrain-level micro-segregation during solidification using phase-field model and to predict the time-dependent dynamics of the AM process through the MOGPAR model. The alloy solidification model in MOOSE incorporates the thermodynamic properties and free energy relevant to 316 stainless steel. The model demonstrates the Cr and Ni segregation that occurs during solidification, including that the rate of solidification. The microstructural evolution model is connected to the process conditions via the surrogate model developed in this work. This enables predictions of the final microstructure in conjunctions with the manufacturing process. This work supports AMMT's rapid qualification goals by laying the foundation for an efficient and cost-effective model establishing the PSPP correlation for AM. The generated microstructures and predicted micro-segregation can be used by other work packages under AMMT to evaluate the properties and environmental response of the material at the mesoscale. Thus, this work helps to identify the key microstructural features at the subgrain level that are significant in property and performance predictions of additively manufactured components. This work will also provide inputs to the large-scale process variability models to reevaluate and validate assumptions and simplifications made in the part-scale models. Furthermore, through active learning this work can help identify the data need from both modeling and experimental sides for development of a robust digital twin for additive manufacturing and accelerate the AMMT's qualification efforts.

36 - MATERIALS SCIENCE↗
DOE OSTI2015

WAS COMET C/1945 X1 (DU TOIT) A DWARF, SOHO-LIKE KREUTZ SUNGRAZER?

The goal of this investigation is to reinterpret and upgrade the astrometric and other data on comet C/1945 X1, the least prominent among the Kreutz system sungrazers discovered from the ground in the twentieth century. The central issue is to appraise the pros and cons of a possibility that this object is—despite its brightness reported at discovery—a dwarf Kreutz sungrazer. We confirm Marsden’s conclusion that C/1945 X1 has a common parent with C/1882 R1 and C/1965 S1, in line with the Sekanina and Chodas scenario of their origin in the framework of the Kreutz system’s evolution. We integrate the orbit of C/1882 R1 back to the early twelfth century and then forward to around 1945 to determine the nominal direction of the line of apsides and perform a Fourier analysis to get insight into effects of the indirect planetary perturbations. To better understand the nature of C/1945 X1, its orbital motion, fate, and role in the hierarchy of the Kreutz system, as well as to attempt detecting the comet’s possible terminal outburst shortly after perihelion and answer the question in the title of this investigation, we closely examined the relevant Boyden Observatory logbooks and identified both the photographs with the comet’s known images and nearly 20 additional patrol plates, taken both before and after perihelion, on which the comet or traces of its debris will be searched for, once the process of their digitization, currently conducted as part of the Harvard College Observatory’s DASCH Project, has been completed and the scanned copies made available to the scientific community.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2012

THE METALLICITIES OF LOW STELLAR MASS GALAXIES AND THE SCATTER IN THE MASS-METALLICITY RELATION

In this investigation, we quantify the metallicities of low-mass galaxies by constructing the most comprehensive census to date. We use galaxies from the Sloan Digital Sky Survey (SDSS) and DEEP2 survey and estimate metallicities from their optical emission lines. We also use two smaller samples from the literature that have metallicities determined by the direct method using the temperature sensitive [O III]{lambda}4363 line. We examine the scatter in the local mass-metallicity (MZ) relation determined from {approx}20,000 star-forming galaxies in the SDSS and show that it is larger at lower stellar masses, consistent with the theoretical scatter in the MZ relation determined from hydrodynamical simulations. We determine a lower limit for the scatter in metallicities of galaxies down to stellar masses of {approx}10{sup 7} M{sub Sun} which is only slightly smaller than the expected scatter inferred from the SDSS MZ relation and significantly larger than what has been previously established in the literature. The average metallicity of star-forming galaxies increases with stellar mass. By examining the scatter in the SDSS MZ relation, we show that this is mostly due to the lowest metallicity galaxies. The population of low-mass, metal-rich galaxies have properties that are consistent with previously identified galaxies that may be transitional objects between gas-rich dwarf irregulars and gas-poor dwarf spheroidals and ellipticals.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Status Report on Regulatory Criteria Applicable to the Use of Artificial Intelligence (AI) and Machine Learning (ML)

Although the interest in the use of artificial intelligence (AI) and machine learning (ML) in nuclear energy is increasing rapidly, at present their implementation is limited. This rapid increase in interest is not surprising considering that implementing AI and ML technology would allow for continuous monitoring, facilitate the implementation of predictive maintenance with optimized staffing plans, enable automation and autonomy opportunities that could drastically reduce fixed operation and maintenance costs, and provide training for operations and maintenance. Other industries are using AI for construction, and in the nuclear arena AI could provide great benefit in decommissioning activities. The ability of AI and ML to operate in real time vastly increases their potential impact. Before AI can be used in design, operations, or as a regulatory tool, the specifics on the regulations applicable to the use of AI for nuclear power applications need to be established. The difficulty is that the specific use cases will dictate the applicability of regulations. For example, even within the application domain associated with operations, the regulations might vary if the AI is used to create a virtual reference for plant operations or is used for training, optimization of maintenance intervals, prioritization of maintenance activities, etc. Different still is if the AI is to be used for design or setting technical specifications, which will introduce additional requirements. US Nuclear Regulatory Commission (NRC) licensing reviews are based on an applicant’s design meeting its performance assessment based on (1) safety goals and objectives, (2) deterministic and/or probabilistic analysis of accident scenarios, and (3) quantitative assessment of design alternatives against the safety goals and objectives using accepted engineering tools, methodologies, and performance criteria. The current regulatory framework does not explicitly address AI or autonomous control. However, as implementing AI technology will require the use of a digital platform, it must meet the requirements of an instrumentation and control (I&C) system. The regulatory requirements for AI, which will be incorporated into the I&C system, will be very dependent on how it is used (i.e., its functionality, safety classification, etc.). The licensing process is primarily risk-based with the identification of components and systems as nonsafety, important to safety, or safety related. A risk-informed approach allows further gradation of components and systems based on risk metrics such as core damage frequency or large early release fractions. Thus, the use cases and the risk categorization of impacted systems and components will determine the regulatory requirements. Regardless of how AI is used it presents new opportunities for risk-informing operating, maintenance, and regulatory decisions. Trustworthiness, transparency, and the ability to validate and verify the results will be paramount in showing that the systems and plant still meet their performance requirements. This report describes the results of research to identify regulatory implications of AI technologies and their uses. Specifically, this report reviews current regulatory guidance relevant to the application of AI for design (including design changes or new designs including advanced reactors), construction, operations, training, maintenance, research, testing, and as a regulatory tool. AI can be automated at different levels from purely informative purposes to autonomous controls. The focus of this review included determination of constraints on the application of AI technology, identification of any regulatory gaps or uncertainties, and clarification of anticipated technical basis information likely to be important for regulatory acceptance of these technologies. Currently, any use of AI at nuclear power plants is focused on nonsafety-related applications. The NRC and other regulatory bodies are evaluating providing guidance to address gaps rather than create new regulations to address the use of AI and ML. This approach seems to be the best to encourage AI development without adding regulatory uncertainty.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2013

The SDSS-III APOGEE radial velocity survey of M dwarfs. I. Description of the survey and science goals

We are carrying out a large ancillary program with the Sloan Digital Sky Survey, SDSS-III, using the fiber-fed multi-object near-infrared APOGEE spectrograph, to obtain high-resolution H-band spectra of more than 1200 M dwarfs. These observations will be used to measure spectroscopic rotational velocities, radial velocities, physical stellar parameters, and variability of the target stars. Here, we describe the target selection for this survey, as well as results from the first year of scientific observations based on spectra that will be publicly available in the SDSS-III DR10 data release. As part of this paper we present radial velocities and rotational velocities of over 200 M dwarfs, with a vsin i precision of ∼2 km s{sup –1} and a measurement floor at vsin i = 4 km s{sup –1}. This survey significantly increases the number of M dwarfs studied for rotational velocities and radial velocity variability (at ∼100-200 m s{sup –1}), and will inform and advance the target selection for planned radial velocity and photometric searches for low-mass exoplanets around M dwarfs, such as the Habitable Zone Planet Finder, CARMENES, and TESS. Multiple epochs of radial velocity observations enable us to identify short period binaries, and adaptive optics imaging of a subset of stars enables the detection of possible stellar companions at larger separations. The high-resolution APOGEE spectra, covering the entire H band, provide the opportunity to measure physical stellar parameters such as effective temperatures and metallicities for many of these stars. At the culmination of this survey, we will have obtained multi-epoch spectra and radial velocities for over 1400 stars spanning the spectral range M0-L0, providing the largest set of near-infrared M dwarf spectra at high resolution, and more than doubling the number of known spectroscopic vsin i values for M dwarfs. Furthermore, by modeling telluric lines to correct for small instrumental radial velocity shifts, we hope to achieve a relative velocity precision floor of 50 m s{sup –1} for bright M dwarfs. With three or more epochs, this precision is adequate to detect substellar companions, including giant planets with short orbital periods, and flag them for higher-cadence followup. We present preliminary, and promising, results of this telluric modeling technique in this paper.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Composite Spectral Energy Distributions and Infrared–Optical Colors of Type 1 and Type 2 Quasars

We present observed mid-infrared and optical colors and composite spectral energy distributions (SEDs) of type 1 (broad-line) and 2 (narrow-line) quasars selected from Sloan Digital Sky Survey (SDSS) spectroscopy. A significant fraction of powerful quasars are obscured by dust and are difficult to detect in optical photometric or spectroscopic surveys. However, these may be more easily identified on the basis of mid-infrared (MIR) colors and SEDs. Using samples of SDSS type 1 and 2 matched in redshift and [O iii] luminosity, we produce composite rest-frame 0.2–15 μm SEDs based on SDSS, UKIDSS, and Wide-field Infrared Survey Explorer photometry and perform model fits using simple galaxy and quasar SED templates. The SEDs of type 1 and 2 quasars are remarkably similar, with the differences explained primarily by the extinction of the quasar component in the type 2 systems. For both types of quasar, the flux of the active galactic nucleus (AGN) relative to the host galaxy increases with AGN luminosity (L{sub [OIII]}) and redder observed MIR color, but we find only weak dependencies of the composite SEDs on mechanical jet power as determined through radio luminosity. We conclude that luminous quasars can be effectively selected using simple MIR color criteria similar to those identified previously (W1--W2>0.7; Vega), although these criteria miss many heavily obscured objects. Obscured quasars can be further identified based on optical–IR colors (for example, (u--W3 [AB])>1.4(W1--W2 [Vega])+3.2). These results illustrate the power of large statistical studies of obscured quasars selected on the basis of MIR and optical photometry.

79 ASTRONOMY AND ASTROPHYSICS↗