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DOE OSTI2022

Searches for Lepton Flavor Violation in Tau Decays at Belle II

Searches for lepton flavor violation in tau decays are unambiguous signatures of new physics. The branching ratios of tau leptons at the level of 10−10–10−9 can be probed using 50 ab−1 of electron-positron annihilation data being collected by the Belle II experiment at the world’s highest luminosity accelerator, the SuperKEKB, located at the High Energy Accelerator Research Organization, KEK, in Tsukuba, Japan. Searches with such expected sensitivity will either discover new physics or strongly constrain several new physics models.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

Search for the lepton flavor violating decay $\tau$ $\to$ 3$\mu$ in proton-proton collisions at $\sqrt{s} =$ 13 TeV

Results are reported from a search for the lepton flavor violating decay τ → 3μ in proton-proton collisions at $ \sqrt{\mathrm{s}} $ = 13 TeV. The data sample corresponds to an integrated luminosity of 33.2 fb$^{−1}$ recorded by the CMS experiment at the LHC in 2016. The search exploits τ leptons produced in both W boson and heavy-flavor hadron decays. No significant excess above the expected background is observed. An upper limit on the branching fraction ℬ(τ → 3μ) of 8.0 × 10$^{−8}$ at 90% confidence level is obtained, with an expected upper limit of 6.9 × 10$^{−8}$.[graphic not available: see fulltext]

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Search for charged-lepton flavor violation in Υ(2S) → ℓ∓τ± (ℓ = e, μ) decays at Belle

Abstract We report a search for the charged-lepton flavor violation in Υ(2S) →ℓ ∓ τ ± (ℓ=e, μ) decays using a 25 fb −1 Υ(2S) sample collected by the Belle detector at the KEKBe + e − asymmetric-energy collider. We find no evidence for a signal and set upper limits on the branching fractions ($$ \mathcal{B} $$ B ) at 90% confidence level. We obtain the most stringent upper limits:$$ \mathcal{B} $$ B (Υ(2S)→ μ ∓ τ ± )<0.23×10 −6 and$$ \mathcal{B} $$ B (Υ(2S)→ e ∓ τ ± )<1.12×10 −6 .

Physics↗

DOE OSTI2020

Search for lepton flavour violating decays of a neutral heavy Higgs boson to $\mu\tau$ and e$\tau$ in proton-proton collisions at $\sqrt{s}=$ 13 TeV

A search for lepton flavour violating decays of a neutral non-standard-model Higgs boson in the μτ and eτ decay modes is presented. The search is based on proton-proton collisions at a center of mass energy $ \sqrt{s} $ = 13 TeV collected with the CMS detector in 2016, corresponding to an integrated luminosity of 35.9 fb$^{−1}$. The τ leptons are reconstructed in the leptonic and hadronic decay modes. No signal is observed in the mass range 200–900 GeV. At 95% confidence level, the observed (expected) upper limits on the production cross section multiplied by the branching fraction vary from 51.9 (57.4) fb to 1.6 (2.1) fb for the μτ and from 94.1 (91.6) fb to 2.3 (2.3) fb for the eτ decay modes.[graphic not available: see fulltext]

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Test of lepton flavor universality and search for lepton flavor violation in B → Kℓℓ decays

We present measurements of the branching fractions for the decays B → Kμ + μ - and B → Ke + e - , and their ratio (R K ), using a data sample of 711 fb -1 that contains 772 × 10 6 B$\bar{B}$ events. The data were collected at the Υ(4S) resonance with the Belle detector at the KEKB asymmetric-energy e + e - collider. The ratio R K is measured in five bins of dilepton invariant-mass-squared (q 2 ): q 2 $\epsilon$ (0.1, 4.0), (4.00, 8.12), (1.0, 6.0), (10.2, 12.8) and (> 14.18) GeV 2 /c 4 , along with the whole q 2 region. The R K value for q 2 $\epsilon$ (1.0, 6.0) GeV 2 /c 4 is 1.03$^{+0.28}_{-0.24}$ ± 0.01. The first and second uncertainties listed are statistical and systematic, respectively. All results for RK are consistent with Standard Model predictions. We also measure CP-averaged isospin asymmetries in the same q 2 bins. The results are consistent with a null asymmetry, with the largest difference of 2.6 standard deviations occurring for the q 2 $\epsilon$ (1.0, 6.0) GeV 2 /c 4 bin in the mode with muon final states. The measured differential branching fractions, dB/dq 2 , are consistent with theoretical predictions for charged B decays, while the corresponding values are below the expectations for neutral B decays. We have also searched for lepton-flavor-violating B → Kμ ± e ∓ decays and set 90% confidence-level upper limits on the branching fraction in the range of 10 -8 for B + → K + μ ± e ∓ , and B 0 → K 0 μ ± e ∓ modes.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2021

Charged lepton flavor violation at the EIC

We present a comprehensive analysis of the potential sensitivity of the Electron-Ion Collider (EIC) to charged lepton flavor violation (CLFV) in the channel ep → τX, within the model-independent framework of the Standard Model Effective Field Theory (SMEFT). We compute the relevant cross sections to leading order in QCD and electroweak corrections and perform simulations of signal and SM background events in various τ decay channels, suggesting simple cuts to enhance the associated estimated efficiencies. To assess the discovery potential of the EIC in τ-e transitions, we study the sensitivity of other probes of this physics across a broad range of energy scales, from pp → eτX at the Large Hadron Collider to decays of B mesons and τ leptons, such as τ → eγ, τ → eℓ+ℓ–, and crucially the hadronic modes τ → eY with Yϵ {π, K, ππ, Kπ, …}. We find that electroweak dipole and four-fermion semi-leptonic operators involving light quarks are already strongly constrained by τ decays, while operators involving the c and b quarks present more promising discovery potential for the EIC. An analysis of three models of leptoquarks confirms the expectations based on the SMEFT results. We also identify future directions needed to maximize the reach of the EIC in CLFV searches: these include an optimization of the τ tagger in hadronic channels, an exploration of background suppression through tagging b and c jets in the final state, and a global fit by turning on all SMEFT couplings, which will likely reveal new discovery windows for the EIC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Search for charged-lepton flavor violation in top quark production and decay in pp collisions at $ \sqrt{s} $ = 13 TeV

Results are presented from a search for charged-lepton flavor violating (CLFV) interactions in top quark production and decay in pp collisions at a center-of-mass energy of 13 TeV. The events are required to contain one oppositely charged electron-muon pair in the final state, along with at least one jet identified as originating from a bottom quark. The data correspond to an integrated luminosity of 138 fb$^{-1}$, collected by the CMS experiment at the LHC. This analysis includes both the production (q → eμt) and decay (t → eμq) modes of the top quark through CLFV interactions, with q referring to a u or c quark. These interactions are parametrized using an effective field theory approach. With no significant excess over the standard model expectation, the results are interpreted in terms of vector-, scalar-, and tensor-like CLFV four-fermion effective interactions. Finally, observed exclusion limits are set at 95% confidence levels on the respective branching fractions of a top quark to an eμ pair and an up (charm) quark of 0.13 × 10$^{-6}$ (1.31 × 10$^{-6}$), 0.07 × 10$^{-6}$ (0.89 × 10$^{-6}$), and 0.25 × 10$^{-6}$ (2.59 × 10$^{-6}$) for vector, scalar, and tensor CLFV interactions, respectively.[graphic not available: see fulltext]

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for lepton-flavor-violating τ decays into a lepton and a vector meson using the full Belle data sample

Charged-lepton-flavor-violation is predicted in several new physics scenarios. We update the analysis of τ lepton decays into a light charged lepton (ℓ = e ± or μ ± ) and a vector meson (V 0 = ρ 0 , Φ, ω, K *0 , or $\overline{K}$ *0 ) using 980 fb -1 of data collected with the Belle detector at the KEKB collider. No significant excess of such signal events is observed, and thus 90% credibility level upper limits are set on the τ → ℓV 0 branching fractions in the range of (1.7–4.3) × 10 -8 . These limits are improved by 30% on average from the previous results.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for the lepton-flavour violating decays B 0 → K *0 τ ± μ ∓

A first search for the lepton-flavour violating decays B 0 → K*0 τ ± μ ∓ is presented. The analysis is performed using a sample of proton-proton collision data, collected with the LHCb detector at centre-of-mass energies of 7, 8 and 13 TeV between 2011 and 2018, corresponding to an integrated luminosity of 9 fb –1 . No significant signal is observed, and upper limits on the branching fractions are determined to be B (B 0 → K* 0 τ + μ – ) < 1.0(1.2) x 10 –5 and B(B 0 → K* 0 τ – μ + ) < 8.2(9.8) x 10 –6 at the 90% (95%) confidence level.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Hilbert series for covariants and their applications to minimal flavor violation

We elaborate how to apply the Hilbert series method to enumerating group covariants, which transform under any given representation, including but going beyond group invariants. Mathematically, group covariants form a module over the ring of the invariants. The number of independent covariants is given by the rank of the module, which can be computed by taking a ratio of two Hilbert series. In many cases, the rank equals the dimension of the group covariant representation. When this happens, we say that there is a rank saturation. We apply this technology to revisit the hypothesis of Minimal Flavor Violation in constructing Effective Field Theories beyond the Standard Model. We find that rank saturation is guaranteed in this case, leading to the important consequence that the MFV symmetry principle does not impose any restriction on the EFT, i.e. MFV SMEFT = SMEFT, in the absence of additional assumptions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

The ABC of RPV: classification of R-parity violating signatures at the LHC for small couplings

We perform a classification of all potential supersymmetric R-parity violating signatures at the LHC to address the question: are existing bounds on supersymmetric models robust, or are there still signatures not covered by existing searches, allowing LHC scale supersymmetry to be hiding? We analyze all possible scenarios with one dominant RPV trilinear coupling at a time, allowing for arbitrary LSPs and mass spectra. We consider direct production of the LSP, as well as production via gauge-cascades, and find 6 different experimental signatures for the $LL\overline{E}$-case, 6 for the $LQ\overline{D}$-case, and 5 for the $\overline{U}$ $\overline{D}$ $\overline{D}$-case; together these provide complete coverage of the RPV-MSSM landscape. This set of signatures is confronted with the existing searches by ATLAS and CMS. We find all signatures have been covered at the LHC, although not at the sensitivity level needed to probe the direct production of all LSP types. For the case of a dominant $LL\overline{E}$-operator, we use CheckMATE to quantify the current lower bounds on the supersymmetric masses and find the limits to be comparable to or better than the R-parity conserving case. Our treatment can be easily extended to scenarios with more than one non-zero RPV coupling.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

A robust search for lepton flavour violating axions at Mu3e

We propose a search at Mu3e for lepton flavor violating axion(-like) particles in μ → 3e + a decays. By requiring an additional e+e− pair from internal conversion, one can circumvent the calibration challenges which plague the μ → e + a channel for axions lighter than 20 MeV. Crucially, the corresponding reduction in signal rate is to a large extent compensated for by Mu3e’s ability to resolve highly collimated tracks. For phase I of Mu3e, we project a sensitivity to decay constants as high as 6 × 109 GeV which probes uncharted parameter space in scenarios of axion dark matter. The sensitivity to axions which couple primarily to right-handed leptons can be further improved by leveraging the polarisation of the muon beam.

Knapen, Simon↗

DOE OSTI2025

Most general EFTs from spurion analysis Hilbert series and minimal lepton flavor violation

We derive a saturation theorem for general Effective Field Theories (EFTs) constructed using spurion analysis. Let S be a set of spurion fields introduced to organize the breaking of a global symmetry G f , and H S be the subgroup of G f that remains unbroken under a generic vacuum expectation value ⟨S⟩; we show that the EFT Lagrangian constructed from the spurion analysis saturates the EFT Lagrangian without the spurions but restricted to H S invariance, provided that arbitrary powers of the spurion fields are allowed. As examples, we study several implementations of the Minimal Lepton Flavor Violation (MLFV) principle, corresponding to various origins of the neutrino masses. In each scenario, we compute the Hilbert series to obtain the numbers of independent lepton flavor covariants that appear in the corresponding EFT at mass dimension 6. These numbers agree with the number of H S invariants in the EFT without the spurions, demonstrating the saturation theorem.

Effective Field Theories↗

DOE OSTI2025

Search for lepton-flavor-violating ${\tau }^{-}\to {{\ell}}^{-}{K}_{s}^{0}$ decays at Belle and Belle II

We present the results of a search for charged-lepton-flavor violating decays ${\tau }^{-}\to {{\ell}}^{-}{K}_{s}^{0}$, where ℓ − is either an electron or a muon. We combine e + e − data samples recorded by the Belle II experiment at the SuperKEKB collider (428 fb −1 ) with samples recorded by the Belle experiment at the KEKB collider (980 fb −1 ) to obtain a sample of 1.3 billion e + e − → τ + τ − events. We observe 0 and 1 events and set 90% confidence level upper limits of 0.8 × 10 −8 and 1.2 × 10 −8 on the branching fractions of the decay modes ${\tau }^{-}\to {e}^{-}{K}_{S}^{0}$ and ${\tau }^{-}\to {\mu }^{-}{K}_{S}^{0}$, respectively. These are the most stringent upper limits to date.

beyond Standard Model↗

DOE OSTI2025

Search for lepton-flavor-violating tau decays to ℓα at Belle

We report a search for the lepton-flavor-violating decays τ ± → ℓ ± α (ℓ = e, μ), where α is an undetected spin-0 particle, such as an axion-like particle using 736 × 10 6 tau lepton pairs collected by the Belle detector at the KEKB asymmetric-energy e + e − collider. We find no evidence of signal and obtain the most stringent upper limits on the branching fractions at 95% confidence level: $\mathcal{B}$ (τ ± → e ± α) < (0.4–6.4) × 10 −4 and $\mathcal{B}$ (τ ± → μ ± α) < (0.2–3.5) × 10 −4 at 95% confidence level for an α mass in the range 0.0 ≤ m α ≤ 1.6 GeV/c 2 .

tau physics↗

DOE OSTI2025

Search for lepton flavor-violating decay modes B 0 → K* 0 τ ± ℓ ∓ (ℓ = e, μ) with hadronic B-tagging at Belle and Belle II

We present the results of a search for the charged-lepton-flavor violating decays B 0 → K *0 τ ± ℓ ∓ , where ℓ ∓ is either an electron or a muon. The results are based on 365 fb −1 and 711 fb −1 datasets collected with the Belle II and Belle detectors, respectively. We use an exclusive hadronic B-tagging technique, and search for a signal decay in the system recoiling against a fully reconstructed B meson. We find no evidence for B 0 → K* 0 τ ± ℓ ∓ decays and set upper limits on the branching fractions in the range of (2.9–6.4)×10 −5 at 90% confidence level.

B physics↗

DOE OSTI2020

Confronting grand unification with lepton flavour violation, dark matter and LHC data

We explore possible signatures for charged lepton flavour violation (LFV), sparticle discovery at the LHC and dark matter (DM) searches in grand unified theories (GUTs) based on SU(5), flipped SU(5) (FSU(5)) and SU(4) c ×SU(2) L ×SU(2) R (4-2-2). We assume that soft supersymmetry-breaking terms preserve the group symmetry at some high input scale, and focus on the non-universal effects on different matter representations generated by gauge interactions at lower scales, as well as the charged LFV induced in Type-1 see-saw models of neutrino masses. We identify the different mechanisms that control the relic DM density in the various GUT models, and contrast their LFV and LHC signatures. The SU(5) and 4-2-2 models offer good detection prospects both at the LHC and in LFV searches, though with different LSP compositions, and the SU(5) and FSU(5) models offer LFV within the current reach. The 4-2-2 model allows chargino and gluino coannihilations with neutralinos, and the former offer good detection prospects for both the LHC and LFV, while gluino coannihilations lead to lower LFV rates. Our results indicate that LFV is a powerful tool that complements LHC and DM searches, providing significant insights into the sparticle spectra and neutrino mass parameters in different models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Looking forward to lepton-flavor-violating ALPs

We assess the status of past and future experiments on lepton flavor violating (LFV) muon and tau decays into a light, invisible, axion-like particle (ALP), a . We propose a new experimental setup for MEG II, the MEGII-fwd , with a forward calorimeter placed downstream from the muon stopping target. Searching for μ → ea decays MEGII-fwd is maximally sensitive to LFV ALPs, if these have nonzero couplings to right-handed leptons. The experimental set-up suppresses the (left-handed) Standard Model background in the forward direction by controlling the polarization purity of the muon beam. The reach of MEGII-fwd is compared with the present constraints, the reach of Mu3e and the Belle-II reach from τ → ℓa decays. We show that a dedicated experimental campaign for LFV muon decays into ALPs at MEG II and Mu3e will be able to probe the ALP parameter space in an unexplored region well beyond the existing astrophysical constraints. We study the implications of these searches for representative LFV ALP models, where the presence of a light ALP is motivated by neutrino masses, the strong CP problem and/or the SM flavor puzzle. To this extent we discuss the majoron in low-scale seesaw setups and introduce the LFV QCD axion, the LFV axiflavon and the leptonic familon, paying particular attention to the cases where the LFV ALPs constitute cold dark matter.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗