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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2024

Nonperturbative resolution of strong coupling singularities in 4D 𝒩 = 1 heterotic M-theory

We investigate the interior of the moduli space of four-dimensional 𝒩 = 1 theories of gravity arising from compactifications of the 𝐸 8 × 𝐸 8 heterotic string on Calabi-Yau threefolds. By studying the threshold corrections to the coupling of the heterotic gauge groups, we infer the existence of a strong coupling singularity for one of the perturbative heterotic gauge groups, which effectively yields an additional finite distance boundary of the classical scalar field space. In heterotic M-theory, this boundary maps to a domain wall solution for which the gauge coupling and the warp factor on one of the Horava-Witten 9-branes diverge, thus highlighting the gravitational origin of the classical strong coupling singularity. The divergence of the warp factor is, however, regulated once nonperturbative effects are taken into account, as we demonstrate by studying the instanton corrections to the 5D BPS domain wall equations. This regularization implies that the classical strong coupling boundary of the scalar field 4D 𝒩 = 1 heterotic M-theory is resolved, indicating that, at the quantum level, the field space can be extended beyond this classical boundary.

Cvetič, Mirjam↗
DOE OSTI2015

Extremal chiral ring states in the AdS/CFT correspondence are described by free fermions for a generalized oscillator algebra

This paper studies a special class of states for the dual conformal field theories associated with supersymmetric AdS 5 ×X compactifications, where X is a Sasaki-Einstein manifold with additional U(1) symmetries. Under appropriate circumstances, it is found that elements of the chiral ring that maximize the additional U(1) charge at fixed R-charge are in one to one correspondence with multitraces of a single composite field. This is also equivalent to Schur functions of the composite field. It is argued that in the formal zero coupling limit that these dual field theories have, the different Schur functions are orthogonal. Together with large N counting arguments, one predicts that various extremal three point functions are identical to those of N=4 SYM, except for a single normalization factor, which can be argued to be related to the R-charge of the composite word. The leading and subleading terms in 1/N are consistent with a system of free fermions for a generalized oscillator algebra. Finally, one can further test this conjecture by constructing coherent states for the generalized oscillator algebra that can be interpreted as branes exploring a subset of the moduli space of the field theory and use these to compute the effective Kähler potential on this subset of the moduli space.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

Higher derivative couplings in theories with sixteen supersymmetries

We give simple arguments for new non-renormalization theorems on higher derivative couplings of gauge theories to supergravity, with sixteen supersymmetries, by considerations of brane-bulk superamplitudes. This leads to some exact results on the effective coupling of D3-branes in type IIB string theory. As a result, we also derive exact results on higher dimensional operators in the torus compactification of the six dimensional (0, 2) superconformal theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2016

Proton decay prediction from a gauge-Higgs unification scenario in five dimensions

The Higgs boson mass and top quark mass imply that the Higgs quartic coupling vanishes around the scale of 10 9 -10 13 GeV, depending on the precise value of the top quark mass. The vanishing quartic coupling can be naturally addressed if the Higgs field originates from a 5-dimensional gauge field and the 5th dimension is compactified at the scale of the vanishing Higgs quartic coupling, which is a scenario based on gauge-Higgs unification. We present a general prediction of the scenario on the proton decay process p→π 0 e + . In many gauge-Higgs unification models, the 1st generation fermions are localized towards an orbifold fixed point in order to realize the realistic Yukawa couplings. Hence, four-fermion operators responsible for the proton decay can appear with a suppression of the 5-dimensional Planck scale (not the 4-dimensional Planck scale). Since the 5-dimensional Planck scale is connected to the compactification scale, we have a correlation between the proton partial decay width and the top quark mass. We show that the future Hyper-Kamiokande experiment may discover the proton decay if the top quark pole mass is larger than about 172.5 GeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

Was the Universe actually radiation dominated prior to nucleosynthesis?

Maybe not. String theory approaches to both beyond the Standard Model and Inflationary model building generically predict the existence of scalars (moduli) that are light compared to the scale of quantum gravity. Furthermore, these moduli become displaced from their low energy minima in the early universe and lead to a prolonged matter-dominated epoch prior to BBN. In this paper, we examine whether non-perturbative effects such as parametric resonance or tachyonic instabilities can shorten, or even eliminate, the moduli condensate and matter-dominated epoch. Such effects depend crucially on the strength of the couplings, and we find that unless the moduli become strongly coupled the matterdominated epoch is unavoidable. In particular, we find that in string and M-theory compactifications where the lightest moduli are near the TeV-scale that a matter-dominated epoch will persist until the time of Big Bang Nucleosynthesis.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

D-brane SM-like and scalar dark matter in type IIA superstring theory

In light of the present LHC Run II at √s = 13 TeV, a SM-like string model is studied. Specifically, a singlet S scalar-extended SM given in terms of four stacks of intersecting D6-branes in a type IIA superstring compactification producing a large gauge symmetry is examined. The scales involved are dealt with. According to the dark matter relic density, the mass of the scalar dark matter beyond the SM m{sub S} ≲ 10{sup 3} GeV and the corresponding Higgs portal couplings λ{sub SH} ≲ 10{sup –8} have been obtained.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

Classification of Arnold-Beltrami flows and their hidden symmetries

In the context of mathematical hydrodynamics, we consider the group theory structure which underlies the so named ABC flows introduced by Beltrami, Arnold and Childress. Main reference points are Arnold’s theorem stating that, for flows taking place on compact three manifolds ℳ{sub 3}, the only velocity fields able to produce chaotic streamlines are those satisfying Beltrami equation and the modern topological conception of contact structures, each of which admits a representative contact one-form also satisfying Beltrami equation. We advocate that Beltrami equation is nothing else but the eigenstate equation for the first order Laplace-Beltrami operator ★{sub g }d, which can be solved by using time-honored harmonic analysis. Taking for ℳ{sub 3}, a torus T {sup 3} constructed as ℝ{sup 3}/Λ, where Λ is a crystallographic lattice, we present a general algorithm to construct solutions of the Beltrami equation which utilizes as main ingredient the orbits under the action of the point group B {sub A }of three-vectors in the momentum lattice *Λ. Inspired by the crystallographic construction of space groups, we introduce the new notion of a Universal Classifying Group GA{sub Λ} which contains all space groups as proper subgroups. We show that the ★{sub g }d eigenfunctions are naturally arranged into irreducible representations of GA{sub Λ} and by means of a systematic use of the branching rules with respect to various possible subgroups H{sub i}⊂GA{sub Λ} we search and find Beltrami fields with non trivial hidden symmetries. In the case of the cubic lattice the point group is the proper octahedral group O{sub 24} and the Universal Classifying Group GA{sub cubic} is a finite group G{sub 1536} of order |G{sub 1536}| = 1536 which we study in full detail deriving all of its 37 irreducible representations and the associated character table. We show that the O{sub 24} orbits in the cubic lattice are arranged into 48 equivalence classes, the parameters of the corresponding Beltrami vector fields filling all the 37 irreducible representations of G{sub 1536}. In this way we obtain an exhaustive classification of all generalized ABC-flows and of their hidden symmetries. We make several conceptual comments about the need of a field-theory yielding Beltrami equation as a field equation and/or an instanton equation and on the possible relation of Arnold-Beltrami flows with (supersymmetric) Chern-Simons gauge theories. We also suggest linear generalizations of Beltrami equation to higher odd-dimensions that are different from the non-linear one proposed by Arnold and possibly make contact with M-theory and the geometry of flux-compactifications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

No-scale SU( 5 ) super-GUTs

We reconsider the minimal SU( 5 ) grand unified theory (GUT) in the context of no-scale supergravity inspired by string compactification scenarios, assuming that the soft supersymmetry-breaking parameters satisfy universality conditions at some input scale M in above the GUT scale M GUT . When setting up such a no-scale super-GUT model, special attention must be paid to avoiding the Scylla of rapid proton decay and the Charybdis of an excessive density of cold dark matter, while also having an acceptable mass for the Higgs boson. Furthermore, we do not find consistent solutions if none of the matter and Higgs fields are assigned to twisted chiral supermultiplets, even in the presence of Giudice–Masiero terms. But, consistent solutions may be found if at least one fiveplet of GUT Higgs fields is assigned to a twisted chiral supermultiplet, with a suitable choice of modular weights. Spin-independent dark matter scattering may be detectable in some of these consistent solutions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Domain-Wall Standard Model in non-compact 5D and LHC phenomenology

We propose a framework to construct “Domain-Wall Standard Model” in a non-compact 5-dimensional spacetime, where all the Standard Model (SM) fields are localized in certain domains of the 5th dimension and the SM is realized as a 4-dimensional effective theory without any compactification for the 5th dimension. In this context, we investigate the collider phenomenology of the Kaluza–Klein (KK) modes of the SM gauge bosons and the current constraints from the search for a new gauge boson resonance at the Large Hadron Collider Run-2. The couplings of the SM fermions with the KK-mode gauge bosons depend on the configuration of the SM fermions in the 5-dimensional bulk. This “geometry” of the model can be tested at the future Large Hadron Collider experiment, once a KK-mode of the SM gauge boson is discovered.

Astronomy & Astrophysics↗
DOE OSTI2016

Extra-dimensional models on the lattice

In this paper we summarize the ongoing effort to study extra-dimensional gauge theories with lattice simulations. In these models the Higgs field is identified with extra-dimensional components of the gauge field. The Higgs potential is generated by quantum corrections and is protected from divergences by the higher dimensional gauge symmetry. Dimensional reduction to four dimensions can occur through compactification or localization. Gauge-Higgs unification models are often studied using perturbation theory. Numerical lattice simulations are used to go beyond these perturbative expectations and to include nonperturbative effects. We describe the known perturbative predictions and their fate in the strongly-coupled regime for various extra-dimensional models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Gaussian null coordinates, near-horizon geometry and conserved charges on the horizon of extremal nondilatonic black p-branes

In this paper, we examine the emergence of conserved charges on the horizon of a particular class of extremal nondilatonic black [Formula: see text]-branes (which reduce to extremal dilatonic black holes in [Formula: see text] dimensions upon toroidal compactification) in the presence of a probe massless scalar field in the bulk. This result is achieved by writing the black [Formula: see text]-brane geometry in a Gaussian null coordinate system which allows us to get a nonsingular near-horizon geometry description. We find that the near-horizon geometry is [Formula: see text] and that the [Formula: see text] section has an internal structure which can be seen as a warped product of [Formula: see text] in Gaussian null coordinates. We show that the bulk scalar field satisfying the field equations is expanded in terms of nonnormalizable and normalizable modes, which for certain suitable quantization conditions are well-behaved at the boundary of [Formula: see text] space. Furthermore, we show that picking the normalizable modes results in the existence of conserved quantities on the horizon. We discuss the impact of these conserved quantities in the late-time regime.

Astronomy & Astrophysics↗
DOE OSTI2025

Nonlinear analog processing with anisotropic nonlinear films

Digital signal processing is the cornerstone of several modern-day technologies, yet in multiple applications it faces critical bottlenecks related to memory and speed constraints. Thanks to recent advances in metasurface design and fabrication, light-based analog computing has emerged as a viable option to partially replace or augment digital approaches. Several light-based analog computing functionalities have been demonstrated using patterned flat optical elements, with great opportunities for integration in compact nanophotonic systems. So far, however, the available operations have been restricted to the linear regime, limiting the impact of this technology to a compactification of Fourier optics systems. In this paper, we introduce nonlinear operations to the field of metasurface-based analog optical processing, demonstrating that nonlinear optical phenomena, combined with nonlocality in flat optics, can be leveraged to synthesize kernels beyond linear Fourier optics, paving the way to a broad range of new opportunities. As a practical demonstration, we report the experimental synthesis of a class of nonlinear operations that can be used to realize broadband, polarization-selective analog-domain edge detection.

analog image processing↗
DOE OSTI2014

REPORT OF RESEARCH ACCOMPLISHMENTS AND FUTURE GOALS HIGH ENERGY PHYSICS

Caltech High Energy Physics (HEP) has a broad program in both experimental and theoretical physics. We are known for our creativity and leadership. The future is uncertain and we strive to be involved in all the major areas of experimental and theoretical HEP physics so no matter where the important discoveries occur we are well positioned to play an important role. An outstanding group of postdoctoral scholars, graduate students, staff scientists, and technical and administrative personnel support our efforts in experimental and theoretical physics. The PI’s on this grant are involved in the following program of experimental and theoretical activities: I) EXPERIMENTAL PHYSICS Our CMS group, led by Harvey Newman and Maria Spiropulu, has played a key role in the discovery and interpretation of the Higgs boson and in searches for new physics. They have important hardware responsibilities in both ECAL and HCAL and are also involved in the upgrades needed for the High Luminosity LHC. Newman's group also develops and operates Grid-based computing, networking, and collaborative systems for CMS and the US HEP community. The charged lepton (Mu2e) and quark BaBar flavor physics group is led by David Hitlin and Frank Porter. On Mu2e they have been instrumental in the design of the calorimeter. Construction responsibilities include one third of the crystals and associated readout as well as the calibration system. They also will have responsibility for a major part of the online system software. Although data taking ceased in 2008 the Caltech BaBar group is active on several new forefront analyses. The neutrino group is led by Ryan Patterson. They are central to NOvA's core oscillation physics program, to calibration, and to detector readiness being responsible for the production and installation of 12,000 APD arrays. They have key roles in neutrino appearance and disappearance analysis in MINOS and MINOS+. Sunil Golwala leads the dark matter direct detection effort. Areas of activity include: CDMS II data analysis, contributions to SuperCDMS Soudan operations and analysis, R&D towards SuperCDMS SNOLAB, development of a novel screener for radiocontamination (the BetaCage), and development of new WIMP detector concepts. Ren-Yuan Zhu leads the HEP crystal laboratory for the advanced detector R&D effort. The crystal lab is involved in development of novel scintillating crystals and has proposed several crystal based detector concepts for future HEP experiments at the energy and intensity frontiers. Its current research effort is concentrated on development of fast crystal scintillators with good radiation hardness and low cost. II) THEORETICAL PHYSICS The main theme of Sergei Gukov's current research is the relation between the geometry of quantum group invariants and their categorification, on the one hand, and the physics of supersymmetric gauge theory and string theory, on the other. Anton Kapustin's research spans a variety of topics in non-perturbative Quantum Field Theory (QFT). His main areas of interest are supersymmetric gauge theories, non-perturbative dualities in QFT, disorder operators, Topological Quantum Field Theory, and non-relativistic QFT. He is also interested in the foundations and possible generalizations of Quantum Mechanics. Hirosi Ooguri's current research has two main components. One is to find exact results in Calabi-Yau compactification of string theory. Another is to explore applications of the AdS/CFT correspondence. He also plans to continue his project with Caltech postdoctoral fellows on BPS spectra of supersymmetric gauge theories in diverse dimensions. John Preskill works on quantum information science. This field may lead to important future technologies, and also lead to new understanding of issues in fundamental physics John Schwarz has been exploring a number of topics in superstring theory/M-theory, supersymmetric gauge theory, and their AdS/CFT relationships. Much of the motivation for these studies is the desire to gain a deeper understanding of superstring theory and M-theory. The research interests of Mark Wise span particle physics, cosmology and nuclear physics. His recent work has centered on extensions of the standard model where baryon number and lepton number are gauged and extensions of the standard model that have novel sources of baryon number violation and new sources of charged lepton flavor violation

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

High Energy Theory Workshops and Visitors at the Michigan Center for Theoretical Physics FY15

The String theory workshop was held from March 4-7, 2015 on the University of Michigan campus. Local organizers were Gordon Kane and Aaron Pierce. Piyush Kumar (Yale), Jim Halverson (KITP), Bobby Acharya (ICTP) and Sven Krippendorf (Oxford) served as external organizers.The meeting focused on the status of work to project 10 or 11 dimensional string/M theories onto our 4 spacetime dimensions (compactification). The workshop had 31 participants, half from outside the U.S. Participants were encouraged to focus on predictions for recent and forthcoming data, particularly for Higgs physics and LHC and dark matter, rather than on the traditional approach of embedding the Standard Model particles and forces. The Higgs boson sympoosium was locally organized by James Wells (chair), Aaron Pierce and Jianming Qian. Additional input in the early stages by Stefan Pokorski (Warsaw) who was unable to attend in the end. The workshop consistent of 22 talks from experts around the world, both theoretical and experimental. Experimentalists summarized the current state of knowledge of the Higgs boson and its varients. The theory talks ranged from technical calculations of Standard Model processes to speculative novel ideas. The YHET visitor program invited weekly young visitors to the University of Michigan campus to present their work. This year 24 participants came under the program, with 17 of them receiving at least partial support for their visits.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

New Methods in Non-Perturbative QCD

In this work, we investigate the properties of quantum chromodynamics (QCD), by using newly developing mathematics and physics formalisms. Almost all of the mass in the visible universe emerges from a quantum chromodynamics (QCD), which has a completely negligible microscopic mass content. An intimately related issue in QCD is the quark confinement problem. Answers to non-perturbative questions in QCD remained largely elusive despite much effort over the years. It is also believed that the usual perturbation theory is inadequate to address these kinds of problems. Perturbation theory gives a divergent asymptotic series (even when the theory is properly renormalized), and there are non-perturbative phenomena which never appear at any order in perturbation theory. Recently, a fascinating bridge between perturbation theory and non-perturbative effects has been found: a formalism called resurgence theory in mathematics tells us that perturbative data and non-perturbative data are intimately related. Translating this to the language of quantum field theory, it turns out that non-perturbative information is present in a coded form in perturbation theory and it can be decoded. We take advantage of this feature, which is particularly useful to understand some unresolved mysteries of QCD from first principles. In particular, we use: a) Circle compactifications which provide a semi-classical window to study confinement and mass gap problems, and calculable prototypes of the deconfinement phase transition; b) Resurgence theory and transseries which provide a unified framework for perturbative and non-perturbative expansion; c) Analytic continuation of path integrals and Lefschetz thimbles which may be useful to address sign problem in QCD at finite density.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

String Phenomenology 2017 (Conference)

The sixteenth annual International conference in the String Phenomenology series was held at Virginia Tech, Blacksburg on July 3rd - 7th 2017. String Phenomenology 2017 was organized by Professor Lara Anderson and Professor James Gray, with help from two postdoctoral fellows, Seung-Joo Lee and Xin Gao and Professors Eric Sharpe and Djordje Minic. The scientific program was chosen broadly from within the discipline of string phenomenology and related areas of mathematics and physics. Thus, the conference brought together researchers from a wide variety of related fields in order to discuss progress in relating string compactifications to low energy physics and stimulate future developments in such directions. This report summarizes the outcome of the conference.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Weak Scale Supersymmetry Emergent from the String Landscape

Superstring flux compactifications can stabilize all moduli while leading to an enormous number of vacua solutions, each leading to different 4−d laws of physics. While the string landscape provides at present the only plausible explanation for the size of the cosmological constant, it may also predict the form of weak scale supersymmetry which is expected to emerge. Rather general arguments suggest a power-law draw to large soft terms, but these are subject to an anthropic selection of a not-too-large value for the weak scale. The combined selection allows one to compute relative probabilities for the emergence of supersymmetric models from the landscape. Models with weak scale naturalness appear most likely to emerge since they have the largest parameter space on the landscape. For finetuned models such as high-scale SUSY or split SUSY, the required weak scale finetuning shrinks their parameter space to tiny volumes, making them much less likely to appear compared to natural models. Probability distributions for sparticle and Higgs masses from natural models show a preference for Higgs mass mh∼125 GeV, with sparticles typically beyond the present LHC limits, in accord with data. From these considerations, we briefly describe how natural SUSY is expected to be revealed at future LHC upgrades. This article is a contribution to the Special Edition of the journal Entropy, honoring Paul Frampton on his 80th birthday.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Neutrino Flavor Model Building and the Origins of Flavor and CP Violation

The neutrino sector offers one of the most sensitive probes of new physics beyond the Standard Model of Particle Physics (SM). The mechanism of neutrino mass generation is still unknown. The observed suppression of neutrino masses hints at a large scale, conceivably of the order of the scale of a rand unified theory (GUT), which is a unique feature of neutrinos that is not shared by the charged fermions. The origin of neutrino masses and mixing is part of the outstanding puzzle of fermion masses and mixings, which is not explained ab initio in the SM. Flavor model building for both quark and lepton sectors is important in order to gain a better understanding of the origin of the structure of mass hierarchy and flavor mixing, which constitute the dominant fraction of the SM parameters. Recent activities in neutrino flavor model building based on non-Abelian discrete flavor symmetries and modular flavor symmetries have been shown to be a promising direction to explore. The emerging models provide a framework that has a significantly reduced number of undetermined parameters in the flavor sector. In addition, such a framework affords a novel origin of CP violation from group theory due to the intimate connection between physical CP transformation and group theoretical properties of non-Abelian discrete groups. Model building based on non-Abelian discrete flavor symmetries and their modular variants enables the particle physics community to interpret the current and anticipated upcoming data from neutrino experiments. Non-Abelian discrete flavor symmetries and their modular variants can result from compactification of a higher-dimensional theory. Pursuit of flavor model building based on such frameworks thus also provides the connection to possible UV completions: in particular, to string theory. We emphasize the importance of constructing models in which the uncertainties of theoretical predictions are smaller than, or at most compatible with, the error bars of measurements in neutrino experiments. While there exist proof-of-principle versions of bottom-up models in which the theoretical uncertainties are under control, it is remarkable that the key ingredients of such constructions were discovered first in top-down model building. We outline how a successful unification of bottom-up and top-down ideas and techniques may guide us towards a new era of precision flavor model building in which future experimental results can give us crucial insights into the UV completion of the SM.

Almumin, Yahya (ORCID:0000000196396772)↗