Engineering Papers⌕ Search

Engineering topics

Smith, Charles W.

Publications and source records attributed to Smith, Charles W..

Observation of Bernstein Waves Excited by Newborn Interstellar Pickup Ions in the Solar Wind

A recent examination of 1.9 s magnetic field data recorded by the Voyager 2 spacecraft in transit to Jupiter revealed several instances of strongly aliased spectra suggestive of unresolved high-frequency magnetic fluctuations at 4.4 AU. A closer examination of these intervals using the highest resolution data available revealed one clear instance of wave activity at spacecraft frame frequencies from 0.2 to 1 Hz. Using various analysis techniques, we have characterized these fluctuations as Bernstein mode waves excited by newborn interstellar pickup ions. We can find no other interpretation or source consistent with the observations, but this interpretation is not without questions. In this paper, we report a detailed analysis of the waves, including their frequency and polarization, that supports our interpretation.

magnetic fields↗

North-south asymmetry of the interplanetary magnetic helicity

Previous analyses of the north-south asymmetry of the interplanetary magnetic helicity have used the omnitape dataset and have shown that there exists a persistent and statistically significant asymmetry in the handedness of the magnetic fluctuations at 1 AU. This asymmetry is concentrated in fluctuations with spacecraft frame frequencies less than 10-5 Hz (periods greater than 30 hours) at 1 AU. Attempts to extend these analyses to include data collected in the outer heliosphere require that we consider spacecraft frame periods many times greater than 30 hours. This raises interesting questions regarding homogeneity and stationarity of the datasets at this scale and brings into question the possible breakdown of the computed correlation functions due to the sector structure of the solar wind. The likely geometry of magnetic fluctuations in the outer heliosphere provides yet another complication in the analysis. These issues will be discussed in detail and the latest results from our studies of the Voyager 1 & 2 and Pioneer 10 & 11 datasets will be presented. The analysis of Pioneer-Venus Orbiter observations will be shown as well. The potential asymmetry between the magnetic helicity of the two hemispheres has significant and measurable implications for cosmic ray propagation in the heliosphere and these implications will be reviewed in light of the new results.

Smith, Charles W.↗

Role of CMEs in IMF winding statistics

Past studies of the spiral winding of the IMF have revealed an over winding relative to the Parker prediction that is evident in both the omnitape and Pioneer-Venus Orbiter data sets. An asymmetry between the winding of the northern and southern hemispheres is also observed. Both results are seen to be persistent over many years and statistically significant. Both results have implications for cosmic ray propagation in the heliosphere. There has been a suggestion in past analyses that the digression from the Parker prediction is greatest during times of heightened CME activity. We examine the possible role of CMEs in these past analyses by extracting CME observations from the ISEE-3 dataset and analyzing CME and undisturbed periods separately. We use the full ISEE-3 dataset representing the entire L1 mission (1978 1982). This coincides with a period in the solar cycle when CME activity was heightened. Preliminary results are suggestive that CMEs may be responsible for a significant portion of both the spiral angle overwinding and asymmetry. Possible implications for the high latitude fields and cosmic ray propagation will be reviewed in light of this analysis.

Smith, Charles W.↗

Electron beam excitation of upstream waves in the whistler mode frequency range

We examine whistler mode instabilities arising from electron beams in interplanetary space at 1 AU. Both parallel and obliquely propagating solutions are considered. We demonstrate that the generation of two simultaneous whistler mode waves is possible, and even reasonably likely, for beam parameters frequently encountered upstream of the Earth's bow shock and at interplanetary shocks. We also explore the generation of left-hand polarized waves at whistler mode frequencies under these same conditions. We offer both parametric variations derived from numerical solutions of the various instabilities as well as an analytical treatment of the problem which succeeds in unifying the various numerical results.

Wong, Hung K.↗

Magnetic field waves at Uranus

The research efforts funded by the Uranus Data Analysis Program (UDAP) grant to the Bartol Research Institute (BRI) involved the study of magnetic field waves associated with the Uranian bow shock. Upstream wave studies are motivated as a study of the physics of collisionless shocks. Collisionless shocks in plasmas are capable of 'reflecting' a fraction of the incoming thermal particle distribution and directing the resulting energetic particle motion back into the upstream region. Once within the upstream region, the backward streaming energetic particles convey information of the approaching shock to the supersonic flow. This particle population is responsible for the generation of upstream magnetic and electrostatic fluctuations known as 'upstream waves', for slowing the incoming wind prior to the formation of the shock ramp, and for heating of the upstream plasma. The waves produced at Uranus not only differed in several regards from the observations at other planetary bow shocks, but also gave new information regarding the nature of the reflected particle populations which were largely unmeasurable by the particle instruments. Four distinct magnetic field wave types were observed upstream of the Uranian bow shock: low-frequency Alfven or fast magnetosonic waves excited by energetic protons originating at or behind the bow shock; whistler wave bursts driven by gyrating ion distributions within the shock ramp; and two whistler wave types simultaneously observed upstream of the flanks of the shock and argued to arise from resonance with energetic electrons. In addition, observations of energetic particle distributions by the LECP experiment, thermal particle populations observed by the PLS experiment, and electron plasma oscillations recorded by the PWS experiment proved instrumental to this study and are included to some degree in the papers and presentations supported by this grant.

Smith, Charles W.↗

Proton and electron mean free paths: The Palmer consensus revisited

We present experimental and theoretical evidence suggesting that the mean free path of cosmic-ray electrons and protons may be fundamentally different at low to intermediate (less than 50 MV) rigidities. The experimental evidence is from Helios observations of solar energetic particles, which show that the mean free path of 1.4 MV electrons is often similar to that of 187 MV protons, even though proton mean free paths continue to decrease comparatively rapidly with decreasing rigidty down to the lowest channels (about 100 MV) observed. The theoretical evidence is from computations of particle scattering in dynamical magnetic turbulence, which predict that electrons will have a larger mean free path than protons of the same rigidity. In the light of these new results, 'consensus' ideas about cosmic-ray mean free paths may require drastic revision.

Bieber, John W.↗

Multiple spacecraft survey of the north-south asymmetry of the interplanetary magnetic field

Spacecraft observations spanning 22 AU of heliocentric distance performed over 23 years have been used to examine the N-S asymmetry of the interplanetary magnetic field. The winding of the Parker spiral both north and south of the heliospheric current sheet as observed by the Pioneer-Venus Orbiter and numerous near-earth spacecraft is examined using the observed sector structure of the solar wind. It is concluded that a significant and persistent asymmetry exists between the two hemispheres at 0.7 and 1 AU.

Smith, Charles W.↗

Long-term variations of interplanetary magnetic field spectra with implications for cosmic ray modulation

The paper calculates yearly averaged power spectra of interplanetary magnetic field turbulence at 1 AU over the period 1965-1988 for fluctuations in the frequency range 5.8 x 10 exp -6 to 4.6 x 10 exp -5 Hz, corresponding to periods of 6-48 hr. The amplitudes of the spectra vary with the sunspot cycle and are inversely correlated with the intensity of about 10-GeV cosmic rays. The observed spectra are used to calculate a lower limit to the cosmic ray scattering mean free path employing resonant magnetostatic quasi-linear theory for both 'slab' and isotropic geometries of the turbulence. The mean free paths thus obtained are typically about 0.1 AU in the slab model and about 0.3 AU in the isotropic model, but they are not significantly correlated with the modulated galactic cosmic ray intensity recorded by neutron monitors. It is inferred that the scattering processes described by resonant magnetostatic theory play, at best, a very minor role in the solar modulation of about 10-GeV cosmic rays.

Bieber, John W.↗

Quasi-linear theory and transport theory

The theory of energetic particle scattering by magnetostatic fluctuations is reviewed in so far as it fails to produce the rigidity-independent mean-free-paths observed. Basic aspects of interplanetary magnetic field fluctuations are reviewed with emphasis placed on the existence of dissipation range spectra at high wavenumbers. These spectra are then incorporated into existing theories for resonant magnetostatic scattering and are shown to yield infinite mean-free-paths. Nonresonant scattering in the form of magnetic mirroring is examined and offered as a partial solution to the magnetostatic problem. In the process, mean-free-paths are obtained in good agreement with observations in the interplanetary medium at 1 AU and upstream of planetary bow shocks.

Smith, Charles W.↗

Whistler waves associated with the Uranian bow shock - Outbound observations

High-resolution magnetic field measurements from the first outbound crossing of the Uranian bowshock by the Voyager 2 spacecraft between January 27 and 30, 1986, are examined. Evidence is found of enhanced whistler wave activity in the vicinity of three shock crossings but little or no evidence of such activity elsewhere. Two wave events display two separate and simultaneous wave enhancements each. From an investigation of these events using high-resolution field data, it is concluded that they are analogous to those whistler waves upstream of the earth's bow shock that are driven by beams of electrons. An instability analysis is presented to show that a single electron beam with reasonable parameters can penetrate both of the upstream and downstream of a shock crossing. This event displays only one relatively broad spectral enhancement in the same frequency regime and is left-hand polarized in the spacecraft frame. It is argued that this event is the result of a gyrating proton distribution associated with the oblique shock.

Smith, Charles W.↗

Radial evolution of the solar wind turbulence with application to charged particle transport

The proposed research efforts funded by the Pioneer-Venus Guest Investigator Grant to the Bartol Research Institute center on a study of the radial and temporal variation of the large-scale interplanetary magnetic field (IMF) and include a study of the radial variation of the observed north-south asymmetry of the IMF spiral based on the previous results of Bieber (1988). The preliminary results of Bieber demonstrated that at Earth orbit there exists an asymmetry between the yearly average winding angles of toward and away sector fields that can be as large as 10 degrees. The Bieber (1988) analysis employed the NSSDC omnitape data set of 1 AU measurements. When the observed asymmetry is related to the state of the solar magnetic dipole, it is possible to conclude that the IMF north of the heliospheric current sheet is more tightly wound than the IMF spiral south of the current sheet. The average difference in the winding angle as measured over a 21 year period spanning 1965 through 1985 was 3.1 degrees + 1.1 degrees. The Bieber analysis was able to rule-out several possible sources for the observed behavior including a possible asymmetry in the solar wind speed or the observed hemispherical dependence of solar rotation. The object of this research was to extend this previous result to include observations within the inner and outer heliosphere, to examine the radial dependence of the reported asymmetry, and to better resolve the possible source of the observations. The Pioneer-Venus Orbiter has proven to be the perfect monitor for the inner heliospheric observations. It has provided 9 years of continuous observations at a fixed heliocentric distance (except for those periods when the spacecraft was within the region of space where the magnetic field is influenced by the presence of the planet). Comparisons between the 1 AU observations recorded on the NSSDC omnitape and the 0.7 AU observations of the Pioneer-Venus Orbiter have greatly improved our understanding of the IMF winding angle asymmetry. Further comparison with outer heliospheric measurements have proven interesting, although less conclusive.

Smith, Charles W.↗

Magnetic field waves at Uranus

The proposed research efforts funded by the UDAP grant to the BRI involve the study of magnetic field waves associated with the Uranian bow shock. This is a collaborative venture bringing together investigators at the BRI, Southwest Research Institute (SwRI), and Goddard Space Flight Center (GSFC). In addition, other collaborations have been formed with investigators granted UDAP funds for similar studies and with investigators affiliated with other Voyager experiments. These investigations and the corresponding collaborations are included in the report. The proposed effort as originally conceived included an examination of waves downstream from the shock within the magnetosheath. However, the observations of unexpected complexity and diversity within the upstream region have necessitated that we confine our efforts to those observations recorded upstream of the bow shock on the inbound and outbound legs of the encounter by the Voyager 2 spacecraft.

Smith, Charles W.↗

Large scale motions of Neptune's bow shock: Evidence for control of the shock position by the rotation phase of Neptune's magnetic field

The Voyager 2 spacecraft observed high levels of Langmuir waves before the inbound crossing of Neptune's bow shock, thereby signifying magnetic connection of the bow shock. The Langmuir waves occurred in multiple bursts throughout two distinct periods separated by an 85 minute absence of wave activity. The times of onsets, peaks, and disappearances of the waves were used together with the magnetic field directions and spacecraft position, to perform a 'remote-sensing' analysis of the shape and location of Neptune's bow shock prior to the inbound bow shock crossing. The bow shock is assumed to have a parabolidal shape with a nose location and flaring parameter determined independently for each wave event. The remote-sensing analysis give a shock position consistent with the time of the inbound shock crossing. The flaring parameter of the shock remains approximately constant throughout each period of wave activity but differs by a factor of 10 between the two periods. The absence of waves between two periods of wave activity coincides with a large rotation of the magnetic field and a large increase in the solar wind ram pressure' both these effects lead to magnetic disconnection of the spacecraft from shock. The planetwards motion of the shock's nose from 38.5 R(sub N) to 34.5 R(sub N) during the second time period occurred while the solar wind ram pressure remained constant to within 15 percent. This second period of planetwards motion of the shock is therefore strong evidence for Neptune's bow shock moving in response to the rotation of Neptune's oblique, tilted magnetic dipole. Normalizing the ram pressure, the remotely-sensed shock moves sunwards during the first wave period and planetwards in the second wave period. The maximum standoff distance occurs while the dipole axis is close to being perpendicular to the Sun-Neptune direction. The remote-sensing analysis provides strong evidence that the location of Neptune's bow shock is controlled by Neptune's rotation phase.

Cairns, Iver H.↗

Cosmic-ray pitch angle scattering in isotropic turbulence. II - Sensitive dependence on the dissipation range spectrum

The leading-order quasi-linear expressions for cosmic-ray pitch-angle scattering in isotropic magnetic turbulence were analyzed using three separate spectral forms: the Gaussian, the exponential, and the power-law. It is shown that the low-energy limit for the pitch-angle diffusion coefficient did not universally yield the 'slab' results obtained with a Gaussian dissipation range by Bieber et al. (1988). Instead, it was found that the low-energy limit depends on the steepness of the dissipation range spectrum, and the asymptotic functional forms can range between the slab results and the Fisk et al. (1974) results. It is also shown that the 90-deg pitch-angle limit displays a sensitive dependence on the form of the dissipation range spectrum and can depart dramatically from either the slab result or the result of Fisk.

Smith, Charles W.↗

Whistler wave bursts upstream of the Uranian bow shock

Observations of magnetic field wave bursts upstream of the Uranian bow shock are reported which were recorded prior to the inbound shock crossing. Three wave types are identified. One exhibits a broad spectral enhancement from a few millihertz to about 50 mHz and is seen from 17 to 10 hr prior to the inbound shock crossing. It is argued that these waves are whistler waves that have propagated upstream from the shock. A second wave type has a spacecraft frame frequency between 20 and 40 mHz, is seen only within or immediately upstream of the shock pedestal, is right-hand polarized in the spacecraft frame, and has a typical burst duration of 90 s. The third wave type has a spacecraft frame frequency of about 0.15 Hz, is seen exclusively within the shock pedestal, is left-hand polarized in the spacecraft frame, and has a burst duration lasting up to 4 min. It is argued that the low-frequency bursts are whistler waves with phase speed comparable to, but in excess of, the solar wind speed.

Smith, Charles W.↗

Anisotropy of shock-accelerated ion distributions in interplanetary space

The discrepancy between theory and observation is discussed with regard to the ability of interplanetary shock waves to accelerate a small percentage of the thermal ion population. The major point of departure rests with the spatial dependence of the energetic particle intensity and anisotropy in the region upstream of interplanetary shocks. It is argued that the discrepancy is due to the presence of solar flare particles forming an additional seed population which alters the upstream boundary condition of the energetic population. The resulting anisotropy of the energetic particle distribution several scale lengths upstream of the shock is proportional to the ratio of the streaming of the shock-accelerated population to the density of the solar flare population. This theory is then compared with the results of observed upstream anisotropy and measured particle intensities and anisotropies.

Smith, Charles W.↗

Cosmic-ray pitch-angle scattering in isotropic turbulence

A dissipation range is incorporated in the turbulence model to reconcile the divergent conclusions from studies of cosmic-ray pitch-angle scattering in isotropic magnetic turbulence. The Fokker-Planck coefficient for pitch-angle scattering is calculated. It is shown that the slab form of the Fokker-Plank coefficient (Jokipii, 1966) is valid at very low energies, while the nonslab form (Fisk, 1974) is valid at intermediate energies.

Bieber, John W.↗

Electromagnetic ion beam instabilities - Growth at cyclotron harmonic wave numbers

The linear theory of electromagnetic ion beam instabilities for arbitrary angles of propagation is studied, with an emphasis on the conditions necessary to generate unstable modes at low harmonics of the ion cyclotron resonance condition. The present results extend the analysis of Smith et al. (1985). That paper considered only the plasma parameters at a time during which harmonic wave modes were observed in the earth's foreshock. The parameters of that paper are used as the basis of parametric variations here to establish the range of beam properties which may give rise to observable harmonic spectra. It is shown that the growth rates of both left-hand and right-hand cyclotron harmonic instabilities are enhanced by an increase in the beam temperature anisotropy and/or the beam speed. Decreases in the beam density and/or the core-ion beta reduce the overall growth of the cyclotron harmonic instabilities but favor the growth of these modes over the growth of the nonresonant instability and thereby enhance the observability of the harmonics.

Smith, Charles W.↗